Did You Lose Money Because of Caroline Ehlers?
Filed: March 15, 2024
Caroline Ehlers has been the subject of one (1) investigation. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Caroline Elizabeth Ehlers.
Who Is Caroline Elizabeth Ehlers of Charles Schwab & Co., Inc.?
- Advisor Name: Caroline Elizabeth Ehlers
- Aliases: Caroline Elizabeth Ehlers
- CRD: 7410093
- Location: Lone Tree, Colorado
- Current Employer: Charles Schwab & Co., Inc.
- Previous Firms: Unknown
- Number of Known Investigations: 1
- Can Caroline Ehlers Be Sued: Yes, in Private Arbitration
- Can Caroline Ehlers’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Caroline Ehlers, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Caroline Ehlers For Broker Misconduct
As of this publication date, Caroline Ehlers has been the subject of 1 investigation. Let’s review it below.
In January 2023, the State of Illinois Secretary of State Securities Department initiated an investigation against or in reference to Caroline Ehlers for potential violations of the Illinois Securities Law of 1953 (the “Act”), specifically, alleged Fraudulent or Deceitful Practices in the Purchase or Sale of Securities.
How To File A Claim Against Caroline Ehlers of Charles Schwab & Co., Inc. To Get Your Money Back
If you have questions about Caroline Ehlers, Charles Schwab & Co., Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
