Did You Lose Money Because of Frank Wu?
Filed: March 15, 2024
Frank Wu currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Frank I-min Wu.
Who Is Frank I-min Wu of Wells Fargo Clearing Services, LLC?
- Advisor Name: Frank I-min Wu
- Aliases: Frank Imin Wu
- CRD: 1613789
- Location: Irvine, California
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
- Number of Known Customer Complaints: 2
- Can Frank Wu Be Sued: Yes, in Private Arbitration
- Can Frank Wu’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $625,592.85
- Highest Settlement: Unknown
If you have suffered investment losses by Frank Wu, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Frank Wu For Broker Misconduct
As of this publication date, Frank Wu has been the subject of 2 customer disputes. Let’s review them below.
In January 2023, a FINRA arbitration was filed against or in reference to Frank Wu by a customer of Wells Fargo Clearing Services, LLC alleging that Mr. Wu over concentrated her account(s) in high-risk equity funds not suitable based on claimant’s age. Per the customer, she lost over $625,592.85 because of Mr. Wu’s actions. As of this publication date, this claim remains pending.
In August 2008, a complaint was filed against or in reference to Frank Wu by a customer of Citigroup Global Markets Inc. alleging misrepresentation.
How To File A Claim Against Frank Wu of Wells Fargo Clearing Services, LLC (previously with Morgan Stanley Smith Barney and Citigroup Global Markets Inc.) To Get Your Money Back
If you have questions about Frank Wu, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
