Category: Sagepoint Financial (Osaic)

Did You Lose Money Because of John Aguilera?

Filed: February 2, 2024

John Aguilera has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John Joseph Aguilera.

Who Is John Joseph Aguilera of Osaic Wealth, Inc.?

• Advisor Name: John Joseph Aguilera
• Aliases: John Joseph Agilera, John J Aguilera
• CRD: 2066720
• Location: Vista, California
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc. and Sunamerica Securities, Inc.
• Number of Known Customer Complaints: 1
• Can John Aguilera Be Sued: Yes, in Private Arbitration
• Can John Aguilera’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $240,000
• Highest Settlement: Unknown

If you have suffered investment losses by John Aguilera, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Aguilera For Broker Misconduct

As of this publication date, John Aguilera has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a complaint was filed against or in reference to John Aguilera by a customer of Sagepoint Financial, Inc. alleging that Mr. Aguikera made unsuitable purchase and sale recommendations. Per the customer, he/she lost over $240,000 because of Mr. Aguilera’s actions.

How To File A Claim Against John Aguilera of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc. and Sunamerica Securities, Inc.) To Get Your Money Back

If you have questions about John Aguilera, Osaic Wealth, Inc., Sagepoint Financial, Inc., Sunamerica Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Tim Vanlohuizen?

Filed: November 6, 2023

Tim Vanlohuizen has been the subject of nine (9) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Jan Vanlohuizen.

Who Is Timothy Jan Vanlohuizen?

• Advisor Name: Timothy Jan Vanlohuizen
• Aliases: Tim J. Vanlohuizen, Tim Jan Vanlohuizen
• CRD: 2166867
• Location: Coeur d’Alene, Idaho
• Current Employer: Currently Not Registered
• Previous Firms: Osaic Wealth, Inc., Sagepoint Financial, Inc., and Sunamerica Securities, Inc.
• Number of Known Customer Complaints: 9
• Can Tim Vanlohuizen Be Sued: Yes, in Private Arbitration
• Can Tim Vanlohuizen’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $350,000
• Highest Settlement: $114,000

If you have suffered investment losses by Tim Vanlohuizen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Tim Vanlohuizen For Broker Misconduct

As of this publication date, Timothy Vanlohuizen has been the subject of 9 customer disputes. Let’s review them below.

In October 2020, a FINRA arbitration was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging that Mr. Vanlohuizen recommended unsuitable and overly aggressive investments. Per the customer, he/she lost over $350,000 because of Mr. Vanlohuizen’s actions. On March 8, 2022, Mr. Vanlohuizen settled the claim for $105,000, and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In September 2020, a complaint was filed against or in reference to Timothy Vanlohuizen by multiple customers of Sagepoint Financial, Inc. alleging that Mr. Vanlohuizen poorly managed the clients’ accounts and placed trades in opposition to their stated instructions. Per the customers, they lost over $9,976 because of Mr. Vanlohuizen’s actions. On December 15, 2020, Mr. Vanlohuizen settled the claim for $9,975.90.

In February 2020, a FINRA arbitration was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging that Mr. Vanlohuizen made unsuitable recommendations. Per the customer, he/she lost over $100,000 because of Mr. Vanlohuizen’s actions. On October 20, 2020, Mr. Vanlohuizen settled the claim for $83,500 and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In May 2019, a FINRA arbitration was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging negligence, suitability, misrepresentation and breach of fiduciary duty claims related to alleged sales of precious metals and oil and gas investments. Per the customer, he/she lost over $350,000 because of Mr. Vanlohuizen’s actions. On November 8, 2021, Mr. Vanlohuizen settled the claim for $90,000 and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In November 2018, a complaint was filed against or in reference to Timothy Vanlohuizen by a customers of Sagepoint Financial, Inc. alleging that Mr. Vanlohuizen poorly managed retirement accounts and gave poor advice as to the sustainability of the account once regular withdrawals were initiated. Per the customer, he/she lost over $126,000 because of Mr. Vanlohuizen’s actions. On May 22, 2019, Mr. Vanlohuizen settled the claim for $25,000 and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In April 2017, a complaint was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging that Mr. Vanlohuizen provided inaccurate advice in 2014 in connection with a rollover of a defined benefit account. On October 10, 2017, Mr. Vanlohuizen settled the claim for $13,000 and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In December 2016, a complaint was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging unsuitable investments. Per the customer, he/she lost over $275,000 because of Mr. Vanlohuizen’s actions. On December 26, 2017, Mr. Vanlohuizen settled the claim for $114,000 and some or all of this amount may have been paid by Mr. Vanlohuizen’s employer and/or insurance carrier.

In November 2015, a complaint was filed against or in reference to Timothy Vanlohuizen by a customer of Sagepoint Financial, Inc. alleging unsuitability. excessive trading, and churning of the account. Per the customer, he/she lost over $165,311 because of Mr. Vanlohuizen’s actions.

In August 1999, a NASD arbitration was filed against or in reference to Timothy Vanlohuizen by a customer of Waddell & Reed, Inc. Per the customer, he/she lost over $225,000 because of Mr. Vanlohuizen’s actions. An arbitration panel found that Timothy Vanlohuizen was negligent and awarded $44,100 in favor of the customers.

How To File A Claim Against Tim Vanlohuizen (previously with Osaic Wealth, Inc., Sagepoint Financial, Inc., and Sunamerica Securities, Inc.) To Get Your Money Back.

If you have questions about Timothy Vanlohuizen, Osaic Wealth, Inc., Sagepoint Financial, Inc., Sunamerica Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Troy Baily?

Filed: October 27, 2023

Troy Baily has been the subject of one (1) regulatory event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Troy Robert Baily.

Who Is Troy Robert Baily?

• Advisor Name: Troy Robert Baily
• Aliases: Troy R Baily
• CRD: 4458930
• Location: Omaha, Nebraska
• Current Employer: Currently Not Registered
• Previous Firms: Sagepoint Financial, Inc., and Axa Advisors, LLC
• Number of Known Customer Complaints: 2
• Number of Known Regulatory Events: 1
• Can Troy Baily Be Sued: Yes, in Private Arbitration
• Can Troy Baily’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $250,000
• Highest Settlement: $80,000

If you have suffered investment losses by Troy Baily, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Troy Baily For Broker Misconduct

As of this publication date, Troy Baily has been the subject of 1 regulatory event and 2 customer disputes. Let’s review them below.

In October 2020, FINRA initiated a regulatory action against or in reference to Troy Baily. Without admitting or denying the findings, Baily consented to the sanctions and to the entry of findings that he engaged in undisclosed and unapproved private securities transactions. The findings stated that Baily solicited investors to purchase securities in Future Income Payments, LLC (FIP). FIP represented itself as a structured cash flow investment, claiming to purchase pensions at a discount from pensioners and then selling a portion of those pensions as a pension stream to investors. FIP generally promised investors a 7% to 8% rate of return on their investment. Baily sold $210,000 in FIP purchase agreements to four investors, including three who were customers of his member firm. Baily received a total of $8,900 in commissions in connection with these transactions. Respondent did not provide written notice to his firm prior to participating in the transactions involving FIP, nor did he obtain written approval from the firm. FIP ceased business, owing nearly $300 million in unpaid investor payments. In an indictment, the United States charged FIP and its owner with conspiracy to engage in mail and wire fraud related to FIP’s operations.

In August 2019, a complaint was filed against or in reference to Troy Baily by a customer of Sagepoint Financial, Inc. alleging that Mr. Baily gave improper recommendations of structured cash flow products in 2017 and 2018. Per the customer, he/she lost over $135,000 because of Mr. Baily’s actions. On March 3,  2021, Mr. Baily settled the claim for $80,000, and some or all of this amount may have been paid by Mr. Baily’s employer and/or insurance carrier.

In May 2008, a complaint was filed against or in reference to Troy Baily by a customer of Next Financial Group, Inc. alleging that Mr. Baily made unsuitable recommendations of variable annuity, limited partnerships, and a fixed annuity. Per the customer, he/she lost over $250,000. because of Mr. Baily’s actions.

How To File A Claim Against Troy Baily (previously with Sagepoint Financial, Inc., and Axa Advisors, LLC) To Get Your Money Back.

If you have questions about Troy Baily, Sagepoint Financial, Inc., Axa Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

 

Did You Lose Money Because of Christopher Calandra?

Filed: October 27, 2023

Christopher Calandra (also known as Christopher James Calandra) has been the subject of one (1) regulatory event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Christopher J Calandra.

Who Is Christopher J. Calandra of Osaic Wealth, Inc.?

• Advisor Name: Christopher J Calandra
• Aliases: Christopher James Calandra Mr., Christopher James Calandra
• CRD: 2253639
• Location: Summerfield, Florida
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc., and Banc of America Investment Services, Inc.
• Number of Known Customer Complaints: 2
• Number of Known Regulatory Events: 1
• Can Christopher Calandra Be Sued: Yes, in Private Arbitration
• Can Christopher Calandra’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $40,000
• Highest Settlement: $12,500

If you have suffered investment losses by Christopher Calandra, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Christopher Calandra For Broker Misconduct

As of this publication date, Christopher Calandra has been the subject of 1 regulatory event and 2 customer disputes. Let’s review them below.

In August 2017, Florida Office of Financial Regulation initiated a regulatory action against or in reference to Christopher Calandra for conducting investment advisory business from offices within this state without the benefit of lawful registration.

In July 2020, a FINRA arbitration was filed against or in reference to Christopher Calandra by a customer of Sagepoint Financial, Inc. alleging that Mr. Calandra recommended unsuitable investment. Per the customer, he/she lost over $40,000 because of Mr. Calandra’s actions. On August 18, 2021, Mr. Calandra settled the claim for $12,500, and some or all of this amount may have been paid by Mr. Calandra’s employer and/or insurance carrier.

In June 2010, a FINRA arbitration was filed against or in reference to Christopher Calandra by a customer of Sagepoint Financial, Inc. alleging that the representative invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe. Per the customer, he/she lost over $36,650 because of Mr. Calandra’s actions.

How To File A Claim Against Christopher Calandra of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc., and Banc of America Investment Services, Inc.) To Get Your Money Back.

If you have questions about Christopher Calandra, Osaic Wealth, Inc., Sagepoint Financial, Inc., Banc of America Investment Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Michael Hill?

Filed: October 27, 2023

Michael Glen Hill has been the subject of one (1) regulatory event and five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Glen Hill.

Who Is Michael Glen Hill of Osaic Wealth, Inc.?

• Advisor Name: Michael Glen Hill
• Aliases: Michael Hill
• CRD: 3026108
• Location: Plano, Texas
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc., and Berthel Fisher & Company Financial Services, Inc.
• Number of Known Customer Complaints: 5
• Number of Known Regulatory Events: 1
• Can Michael Hill Be Sued: Yes, in Private Arbitration
• Can Michael Hill’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $450,000
• Highest Settlement: $80,000

If you have suffered investment losses by Michael Hill, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Hill For Broker Misconduct

As of this publication date, Michael Hill has been the subject of 1 regulatory event and 5 customer disputes. Let’s review them below.

In April 2019, a FINRA arbitration was filed against or in reference to Michael Hill by multiple customers of Sagepoint Financial, Inc. alleging that REIT investments were not suitable. Per the customer, he/she lost over $51,000 because of Mr. Hill’s actions. On December 19, 2020, Mr. Hill settled the claim for $14,500, and some or all of this amount may have been paid by Mr. Hill’s employer and/or insurance carrier.

In March 2014, a FINRA arbitration was filed against or in reference to Michael Hill by a customer of Berthel Fisher & Company Financial Services, Inc. alleging that Mr. Hill misrepresented the 2007 REIT investment and did not explain that the investment was illiquid. Per the customer, he/she lost over $22,250 because of Mr. Hill’s actions. On October 15, 2015, Mr. Hill settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Hill’s employer and/or insurance carrier.

In April 2012, a FINRA arbitration was filed against or in reference to Michael Hill by multiple customers of Berthel Fisher & Company Financial Services, Inc. alleging that the investments were unsuitable and misrepresented to them. The clients also allege the firm failed to supervise and conduct adequate supervision. The investments were purchased in 2006. Per the customers, they lost over $450,000 because of Mr. Hill’s actions. On July 27, 2012, Mr. Hill settled the claim for $80,000, and some or all of this amount may have been paid by Mr. Hill’s employer and/or insurance carrier.

In April 2012, a FINRA arbitration was filed against or in reference to Michael Hill by multiple customers of Berthel Fisher & Company Financial Services, Inc. alleging that the investments were unsuitable and misrepresented to them. The clients also allege the firm failed to supervise and conduct adequate supervision. The investments were purchased in 2006. Per the customers, they lost over $350,000 because of Mr. Hill’s actions.

In December 2001, a FINRA arbitration was filed against or in reference to Michael Hill by a customer of Williams Financial Group alleging that Mr. Hill misrepresented the customer’s ability to roll over his van Kampen UIT without reducing the number of shares owned. Per the customer, he lost over $11,000 because of Mr. Hill’s actions. On February 15, 2002, Mr. Hill settled the claim for $9,700, and some or all of this amount may have been paid by Mr. Hill’s employer and/or insurance carrier.

In September 1998, Texas State Securities Board initiated a regulatory action against or in reference to Michael Hill.

How To File A Claim Against Michael Hill of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc., and Berthel Fisher & Company Financial Services, Inc.) To Get Your Money Back.

If you have questions about Michael Hill, Osaic Wealth, Inc., Sagepoint Financial, Inc., Berthel Fisher & Company Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Joanne Corsaro?

Filed: October 27, 2023

Joanne Reme Manzi (also known as Joanne Reme Corsaro) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joanne Reme Corsaro.

Who Is Joanne Reme Corsaro?

• Advisor Name: Joanne Reme Corsaro
• Aliases: Joanne Reme Manzi
• CRD: 4267994
• Location: Mountain Lakes, New Jersey
• Current Employer: Currently Not Registered
• Previous Firms: Sagepoint Financial, Inc. and Allstate Financial Services, LLC
• Number of Known Customer Complaints: 1
• Can Christopher Calandra Be Sued: Yes, in Private Arbitration
• Can Christopher Calandra’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Joanne Corsaro, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joanne Corsaro For Broker Misconduct

As of this publication date, Joanne Corsaro has been the subject of 1 customer dispute. Let’s review it below.

In March 2019, a complaint was filed against or in reference to Joanne Corsaro by a customer of Allstate Financial Services, LLC alleging that Ms. Corsaro may have forged the client’s signature on an ownership change for his non-registered term life policy and submitted an application for term conversion without his authorization and without his knowledge or consent.

How To File A Claim Against Joanne Corsaro (previously with Sagepoint Financial, Inc. and Allstate Financial Services, LLC) To Get Your Money Back.

If you have questions about Joanne Corsaro, Sagepoint Financial, Inc., Allstate Financial Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Robert Denouden?

Filed: October 26, 2023

Robert Denouden has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Robert Henry Denouden.

Who Is Robert Henry Denouden?

• Advisor Name: Robert Henry Denouden
• Aliases: Robert Denouden
• CRD: 2457728
• Location: Saint Joseph, Missouri
• Current Employer: Currently Not Registered
• Previous Firms: Sagepoint Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., and IDS Life Insurance Company
• Number of Known Customer Complaints: 1
• Can Robert Denouden Be Sued: Yes, in Private Arbitration
• Can Robert Denouden’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: $112,000

If you have suffered investment losses by Robert Denouden, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Robert Denouden For Broker Misconduct

As of this publication date, Robert Denouden has been the subject of 1 customer dispute. Let’s review it below.

In July 2020, a FINRA arbitration was filed against or in reference to Robert Denouden by multiple customers of Fisher & Company Financial Services, Inc. alleging that the investments purchased between 2003 – 2015 were illiquid and not suitable for them. Additionally, the clients allege the product sponsor’s offerings were misrepresented. The clients also alleges the firm was negligent and failed to conduct adequate due diligence. On March 24, 2022, Mr. Denouden settled the claim for $112,000, and some or all of this amount may have been paid by Mr. Denouden’s employer and/or insurance carrier.

How To File A Claim Against Robert Denouden (previously with Sagepoint Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., and IDS Life Insurance Company) To Get Your Money Back.

If you have questions about Robert Denouden, Sagepoint Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Steven Koch?

Filed: October 26, 2023

Steven Koch has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Steven Donald Koch.

Who Is Steven Donald Koch of Osaic Wealth, Inc.?

• Advisor Name: Steven Donald Koch
• Aliases: Steven Koch
• CRD: 5369256
• Location: Milwaukee, Wisconsin
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial Inc. and MML Investors Services, LLC
• Number of Known Customer Complaints: 2
• Can Steven Koch Be Sued: Yes, in Private Arbitration
• Can Steven Koch’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $5,000
• Highest Settlement: $46,300.57

If you have suffered investment losses by Steven Koch, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Steven Koch For Broker Misconduct

As of this publication date, Steven Koch has been the subject of 2 customer disputes. Let’s review them below.

In June 2020, a complaint was filed against or in reference to Steven Koch by a customer of Sagepoint Financial, Inc. alleging that recommended 2019 exchange from variable annuity to life insurance trust constituted poor advice. Per the customer, he/she lost over $5,000 because of Mr. Koch’s actions.

In November 2008, a complaint was filed against or in reference to Steven Koch by a customer of Metlife alleging that when the client purchased a variable annuity in August 2008, Mr.Koch assured her the contract would earn a guaranteed interest rate and there was no exposure to stock market risk. On April 20, 2009, Mr. Koch settled the claim for $46,300.57, and some or all of this amount may have been paid by Mr. Koch’s employer and/or insurance carrier.

How To File A Claim Against Steven Koch of Osaic Wealth, Inc. (previously with Sagepoint Financial Inc. and MML Investors Services, LLC) To Get Your Money Back.

If you have questions about Steven Koch, Osaic Wealth, Inc., Sagepoint Financial Inc., MML Investors Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Troy Axelson?

Filed: October 26, 2023

Troy Axelson has been the subject of one (1) criminal event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Troy Malon Axelson.

Who Is Troy Malon Axelson of Osaic Wealth, Inc.?

• Advisor Name: Troy Malon Axelson
• Aliases: Troy Axelson
• CRD: 2405148
• Location: Forest Lake, Minnesota
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc. and AIG Capital Services, Inc.
• Number of Known Customer Complaints: 1
• Number of Known Criminal Events: 1
• Can Troy Axelson Be Sued: Yes, in Private Arbitration
• Can Troy Axelson’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $150,000
• Highest Settlement: $70,000

If you have suffered investment losses by Troy Axelson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Troy Axelson For Broker Misconduct

As of this publication date, Troy Axelson has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.

In January 2020, a FINRA arbitration was filed against or in reference to Troy Axelson by a customer of Sagepoint Financial, Inc. alleging that the client purchased credit suisse exchange traded notes that were unsuitable. Per the customer, he lost over $150,000 because of Mr. Axelson’s actions. On January 25, 2021, Mr. Axelson settled the claim for $70,000, and some or all of this amount may have been paid by Mr. Axelson’s employer and/or insurance carrier.

In January 2010 Gross Misdemeanor, Theft, and Property charges were pressed against Mr. Axelson in the Hennepin County Criminal Court.  In January 29 of 2010, Mr. Axelson has been convicted.

How To File A Claim Against Troy Axelson of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc. and AIG Capital Services, Inc.) To Get Your Money Back.

If you have questions about Troy Axelson, Osaic Wealth, Inc., Sagepoint Financial, Inc., AIG Capital Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Alan Gnoinski?

Filed: October 27, 2023

Alan Gnoinski has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Alan Michael Gnoinski.

Who Is Alan Michael Gnoinski of Osaic Wealth, Inc.?

• Advisor Name: Alan Michael Gnoinski
• Aliases: Alan Gnoinski
• CRD: 4416094
• Location: Williamsville, New York State
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc., United Planner’s Financial Services of America A Limited Partner, and Next Financial Group, Inc.
• Number of Known Customer Complaints: 2
• Can Alan Gnoinski Be Sued: Yes, in Private Arbitration
• Can Alan Gnoinski’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $48,933.90
• Highest Settlement: Unknown

If you have suffered investment losses by Alan Gnoinski, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Alan Gnoinski For Broker Misconduct

As of this publication date, Alan Gnoinski has been the subject of 7 customer disputes. Let’s review them below.

In January 2020, a complaint was filed against or in reference to Alan Gnoinski by a customer of United Planners alleging misrepresentation and suitability in the 2015 purchase of American Realty Capital Hospitality Trust, Inc. Per the customer, he/she lost over $48,933.90 because of Mr. Gnoinski’s actions.

In May 2004, a complaint was filed against or in reference to Alan Gnoinski by a customer of Delta Equity Services Corporation alleging documents related to the purchase of a variable annuity were alleged to be forgeries. The customer was restored to the investment he owned prior to the alleged forged application.

How To File A Claim Against Alan Gnoinski of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc., United Planner’s Financial Services of America A Limited Partner, and Next Financial Group, Inc.) To Get Your Money Back.

If you have questions about Alan Gnoinski, Osaic Wealth, Inc., Sagepoint Financial, Inc., United Planner’s Financial Services of America A Limited Partner, Next Financial Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.