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Did You Lose Money Because of Matthew Quall?

Filed: January 29, 2024

Matthew Quall has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Matthew John Quall.

Who Is Matthew John Quall?

  • Advisor Name: Matthew John Quall
  • Aliases: Matthew Quall
  • CRD: 1333109
  • Location: Northfield, Illinois
  • Current Employer: Currently Not Registered
  • Previous Firms: Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, and UBS Financial Services Inc.
  • Number of Known Customer Complaints: 2
  • Can Matthew Quall Be Sued: Yes, in Private Arbitration
  • Can Matthew Quall’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $8,190
  • Highest Settlement: Unknown

If you have suffered investment losses by Matthew Quall, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Matthew Quall For Broker Misconduct

As of this publication date, Matthew Quall has been the subject of 2 customer disputes. Let’s review them below.

In January 2019, a complaint was filed against or in reference to Matthew Quall by a customer of Wells Fargo Clearing Advisors alleging that the client’s financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the financial advisor did not always confirm transactions.

In March 1992, a NASD arbitration was filed against or in reference to Matthew Quall by a customer of Shearson Lehman Brothers, Inc. alleging that customer bought 400 shares of Columbia gas which is a natural gas utility. The customer bought this stock in his Shearson IRA and profit sharing accounts serviced by Matthew Quall. The customer alleged damages resulting from the sudden collapse of Columbia gas. The customer alleged that the Columbia gas was not an appropriate investment for his accounts. Per the customer, he lost over $8,190 because of Mr. Quall’s actions. An arbitration panel found that Matthew Quall was negligent and awarded $7,050 in favor of the customers.

How To File A Claim Against Matthew Quall (previously with Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, and UBS Financial Services Inc.) To Get Your Money Back

If you have questions about Matthew Quall, Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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