Did You Lose Money Because of Charles Friedlander?
Filed: March 6, 2024
Charles Friedlander (also known as Chuck Friedlander) currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Charles Lawrence Friedlander.
Who Is Charles Lawrence Friedlander of Wells Fargo Clearing Services, LLC?
- Advisor Name: Charles Lawrence Friedlander
- Aliases: Chuck Friedlander
- CRD: 1316999
- Location: Los Angeles, California
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Citigroup Global Markets Inc. and Lehman Brothers Inc.
- Number of Known Customer Complaints: 2
- Can Charles Friedlander Be Sued: Yes, in Private Arbitration
- Can Charles Friedlander’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $495,000
- Highest Settlement: Unknown
If you have suffered investment losses by Charles Friedlander, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Charles Friedlander For Broker Misconduct
As of this publication date, Charles Friedlander has been the subject of 2 customer disputes. Let’s review them below.
In November 2023, a FINRA arbitration was filed against or in reference to Charles Friedlander by a customer of Wells Fargo Clearing Services, LLC alleging Mr. Friedlander recommended the purchase of an unsuitable investment portfolio, which was over concentrated in certain money market funds that underperformed other benchmarks. Per the customer, he/she lost over $495,000 because of Mr. Friedlander’s actions. As of this publication date, this claim remains pending.
In November 2018, a complaint was filed against or in reference to Charles Friedlander by a customer of Wells Fargo Advisors alleging that Mr. Friedlander did not perform a suitability review on securities transferred into her account and did not inform her of the risks in her portfolio. Per the customer, she lost over $25,584.09 because of Mr. Friedlander’s actions.
How To File A Claim Against Charles Friedlander of Wells Fargo Clearing Services, LLC (previously with Citigroup Global Markets Inc. and Lehman Brothers Inc.) To Get Your Money Back
If you have questions about Charles Friedlander, Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.