Did You Lose Money Because of Joshua Cook?
Filed: March 13, 2024
Joshua Cook has been the subject of one (1) regulatory event and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joshua R Cook.
Who Is Joshua R Cook?
- Advisor Name: Joshua R Cook
- Aliases: Joshua Cook
- CRD: 4277525
- Location: Vernal, Utah
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Cetera Advisor Networks LLC, and Zions Direct, Inc.
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Joshua Cook Be Sued: Yes, in Private Arbitration
- Can Joshua Cook’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Joshua Cook, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joshua Cook For Broker Misconduct
As of this publication date, Joshua Cook has been the subject of 1 regulatory event and 1 termination event. Let’s review them below.
In March 2024, FINRA initiated a regulatory action against or in reference to Joshua Cook for allegedly electronically signing the names of customers, some of whom were seniors, on account documents without the customers’ prior permission.
In March 2022, LPL Financial LLC terminated Joshua Cook for electronically signing account documents on behalf of customers.
How To File A Claim Against Joshua Cook (previously with LPL Financial LLC, Cetera Advisor Networks LLC, and Zions Direct, Inc.) To Get Your Money Back
If you have questions about Joshua Cook, LPL Financial LLC, Cetera Advisor Networks LLC, Zions Direct, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
