Advisor Alert: Our Attorneys Are Investigating Edward Isaac Rosenblatt For Investment Fraud

Did You Lose Money Because of Edward Rosenblatt?

Filed: November 15, 2023

Edward Rosenblatt currently has one (1) pending customer complaint. Overall, he has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Edward Isaac Rosenblatt.

Who Is Edward Isaac Rosenblatt of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Edward Isaac Rosenblatt
  • Aliases: Edward Rosenblatt
  • CRD: 2658712
  • Location: Mission Viejo and Newport Beach, California
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Unknown
  • Number of Known Customer Complaints: 6
  • Can Edward Rosenblatt Be Sued: Yes, in Private Arbitration
  • Can Edward Rosenblatt’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $426,425
  • Highest Settlement: $150,000

If you have suffered investment losses by Edward Rosenblatt, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Edward Rosenblatt For Broker Misconduct

As of this publication date, Edward Rosenblatt has been the subject of 6 customer disputes. Let’s review them below.

In June 2023, a FINRA arbitration was filed against or in reference to Edward Rosenblatt by a customer of Cetera Advisor Networks LLC alleging breach of fiduciary duty, breach of written contract, breach of oral contract, failure to supervise and control. Per the customer, he/she lost over $200,000 because of Mr. Rosenblatt’s actions.

In June 2017, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Cetera Advisor Networks LLC alleging product misrepresentation. On July 11, 2017, Mr. Rosenblatt settled the claim for $33,777.58, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.

In March 2009, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging that Mr. Rosenblatt misrepresented the annuity contract purchased on August 30, 2007. Per the customer, he/she lost over $109,678.44 because of Mr. Rosenblatt’s actions.

In October 2008, a FINRA arbitration was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging that Mr. Rosenblatt poorly managed the client’s accounts and placed unauthorized trades on September 8, 2008. Mr. Rosenblatt managed the account in 2008. Per the customer, he lost over $200,000 because of Mr. Rosenblatt’s actions. On October 19, 2011, Mr. Rosenblatt settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.

In August 2004, a NASD arbitration was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging unsuitable investments. Per the customer, he/she lost over $426,425 because of Mr. Rosenblatt’s actions. On June 16, 2005, Mr. Rosenblatt settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.

In December 2001, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging failure to follow instructions to place stop loss orders. Per the customer, he/she lost over $180,000 because of Mr. Rosenblatt’s actions.

How To File A Claim Against Edward Rosenblatt of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC To Get Your Money Back.

If you have questions about Edward Rosenblatt, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Thomas Paul Brennan III For Investment Fraud

Did You Lose Money Because of Tom Brennan III?

Filed: November 15, 2023

Tom Brennan III has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Paul Brennan III.

Who Is Thomas Paul Brennan III of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Thomas Paul Brennan III
  • Aliases: Tom Brennan
  • CRD: 6134503
  • Location: Blue Bell, Pennsylvania
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Voya Financial Advisors, Inc. and Northwestern Mutual Investment Services, LLC
  • Number of Known Customer Complaints: 1
  • Can Tom Brennan III Be Sued: Yes, in Private Arbitration
  • Can Tom Brennan III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Thomas Brennan III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Tom Brennan III For Broker Misconduct

As of this publication date, Tom Brennan III has been the subject of 1 customer dispute. Let’s review it below.

In June 2023, a complaint was filed against or in reference to Tom Brennan III by a customer of Voya Financial Advisors, Inc. alleging that in May 2021, Mr. Brennan III recommended an annuity replacement that caused the client to lose a lifetime income rider valued at $19,000 annually. Per the customer, she lost over $5,000 because of Mr. Brennan III’s actions.

How To File A Claim Against Tom Brennan III of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Voya Financial Advisors, Inc. and Northwestern Mutual Investment Services, LLC) To Get Your Money Back.

If you have questions about Tom Brennan III, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Voya Financial Advisors, Inc., Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Victor Maneel Aponte-Echevarria For Investment Fraud

Did You Lose Money Because of Victor Aponte-Echevarria?

Filed: November 15, 2023

Victor Maneel Aponte has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Victor Maneel Aponte-Echevarria.

Who Is Victor Maneel Aponte-Echevarria of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Victor Maneel Aponte-Echevarria
  • Aliases: Victor Maneel Aponte
  • CRD: 2492490
  • Location: San Juan, Puerto Rico
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: MML Investors Services, LLC
  • Number of Known Customer Complaints: 2
  • Can Victor Aponte-Echevarria Be Sued: Yes, in Private Arbitration
  • Can Victor Aponte-Echevarria’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $23,470.81
  • Highest Settlement: Unknown

If you have suffered investment losses by Victor Aponte-Echevarria, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Victor Aponte-Echevarria For Broker Misconduct

As of this publication date, Victor Aponte-Echevarria has been the subject of 2 customer disputes. Let’s review them below.

In May 2023, a complaint was filed against or in reference to Victor Aponte-Echevarria by a customer of MML Investors Services, LLC alleging that Mr. Aponte-Echevarria misrepresented the variable annuities that the client and his wife purchased in or around, July 05, 2016, by making guarantees about the product that they never received.

In October 2005, a complaint was filed against or in reference to Victor Aponte-Echevarria by a customer of HSBC Securities (USA) Inc. alleging that by the end of March 2005 the client signed documents to sell them. Mr. Aponte, with whom the client shared 50% of the investment account, told her that once the investments were sold, the process of which takes 8 weeks, the company would send a check to each one of them with the corresponding amounts. As of today, almost four months, the client did not have any news of Mr. Aponte nor the money, since the client never received the check, the client feels defrauded. Per the customer, he lost over $23,470.81 because of Mr. Aponte-Echevarria’s actions.

How To File A Claim Against Victor Aponte-Echevarria of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with MML Investors Services, LLC) To Get Your Money Back.

If you have questions about Victor Aponte-Echevarria, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, MML Investors Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Robert Edward Burns For Investment Fraud

Did You Lose Money Because of Rob Burns?

Filed: November 15, 2023

Rob Burns currently has two (2) pending customer complaints. Overall, he has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Robert Edward Burns.

Who Is Robert Edward Burns of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Robert Edward Burns
  • Aliases: Rob E Burns, Rob Burns, Robert E Burns
  • CRD: 4066393
  • Location: Greenwood Village, Colorado
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Summit Financial Group Inc. and Summit Brokerage Services, Inc.
  • Number of Known Customer Complaints: 4
  • Can Robert Burns Be Sued: Yes, in Private Arbitration
  • Can Robert Burns’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $500,000
  • Highest Settlement: $150,000

If you have suffered investment losses by Rob Burns, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Rob Burns For Broker Misconduct

As of this publication date, Rob Burns has been the subject of 4 customer disputes. Let’s review them below.

In June 2023, a FINRA arbitration was filed against or in reference to Rob Burns by a customer of Cetera Advisor Networks LLC alleging that Mr. Burns recommended unsuitable investments. As of this publication date, this claim remains pending.

In April 2023, a FINRA arbitration was filed against or in reference to Rob Burns by a customer of Cetera Advisor Networks LLC alleging that Mr. Burns recommended unsuitable investments. As of this publication date, this claim remains pending.

In August 2019, a FINRA arbitration was filed against or in reference to Rob Burns by a customer of VSR Financial Services Inc. and Summit Brokerage Services Inc. alleging overconcentration and unsuitable investments in alternative products. The Alleged firm failed to do due diligence of the alternative investments. Per the customer, he/she lost over $500,000 because of Mr. Burns’s actions. On August 7, 2020, Mr. Burns settled the claim for $62,500, and some or all of this amount may have been paid by Mr. Burns’s employer and/or insurance carrier.

In August 2018, a FINRA arbitration was filed against or in reference to Rob Burns by a customer of VSR Financial Services Inc. and Summit Brokerage Services Inc. alleging unsuitable investments, negligence, and breach of fiduciary duty. On June 6, 2019, Mr. Burns settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Burns’s employer and/or insurance carrier.

How To File A Claim Against Rob Burns of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Summit Financial Group Inc. and Summit Brokerage Services, Inc.) To Get Your Money Back.

If you have questions about Rob Burns, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Summit Financial Group Inc., Summit Brokerage Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Nathan Steven Sampler Sr. For Investment Fraud

Did You Lose Money Because of Steve Sampler?

Filed: November 15, 2023

Steve Sampler (also known as Nathan Steven Sampler Sr.) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Nathan Steven Sampler Sr..

Who Is Nathan Steven Sampler Sr.?

  • Advisor Name: Nathan Steven Sampler Sr.
  • Aliases: Steve Sampler
  • CRD: 2996410
  • Location: Sewickley, Pennsylvania
  • Current Employer: Currently Not Registered
  • Previous Firms: Cetera Advisor Networks LLC, The Investment Center, Inc., and Legend Equities Corporation
  • Number of Known Customer Complaints: 1
  • Can Steve Sampler Be Sued: Yes, in Private Arbitration
  • Can Steve Sampler’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $5,900

If you have suffered investment losses by Steve Sampler, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Steve Sampler For Broker Misconduct

As of this publication date, Steve Sampler has been the subject of 1 customer dispute. Let’s review it below.

In September 2020, a FINRA arbitration was filed against or in reference to Nathan (Steve) Sampler Sr. by multiple customers of Cetera Advisor Networks LLC alleging unsuitable investment recommendations. On June 9, 2021, Mr. Sampler Sr. settled the claim for $5,900, and some or all of this amount may have been paid by Mr. Sampler Sr.’s employer and/or insurance carrier.

How To File A Claim Against Nathan (Steve) Sampler Sr. (previously with Cetera Advisor Networks LLC, The Investment Center, Inc., and Legend Equities Corporation) To Get Your Money Back.

If you have questions about Nathan (Steve) Sampler Sr., Cetera Advisor Networks LLC, The Investment Center, Inc., Legend Equities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Michael Shane David For Investment Fraud

Did You Lose Money Because of Michael David?

Filed: November 15, 2023

Michael David has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Shane David.

Who Is Michael Shane David?

  • Advisor Name: Michael Shane David
  • Aliases: Michael David
  • CRD: 2880609
  • Location: Amarillo, Texas
  • Current Employer: Currently Not Registered
  • Previous Firms: Cetera Advisor Networks LLC, LPL Financial LLC, and Sunamerica Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can Michael David Be Sued: Yes, in Private Arbitration
  • Can Michael David’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $235,000
  • Highest Settlement: $30,000

If you have suffered investment losses by Michael David, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael David For Broker Misconduct

As of this publication date, Michael David has been the subject of 1 customer dispute. Let’s review it below.

In July 2020, a FINRA arbitration was filed against or in reference to Michael David by a customer of LPL Financial LLC alleging that the client was induced into purchasing at least three alternative products- two BDCs and one REIT – which she allegedly did not understand and were allegedly misrepresented to her. The client alleges the investments were unsuitable. Per the customer, she lost over $235,000 because of Mr. David’s actions. On January 14, 2022, Mr. David settled the claim for $30,000, and some or all of this amount may have been paid by Mr. David’s employer and/or insurance carrier.

How To File A Claim Against Michael David (previously with Cetera Advisor Networks LLC, LPL Financial LLC, and Sunamerica Securities, Inc.) To Get Your Money Back.

If you have questions about Michael David, Cetera Advisor Networks LLC, LPL Financial LLC, Sunamerica Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Phillip Gayle Bracey For Investment Fraud

Did You Lose Money Because of Phillip Bracey?

Filed: November 15, 2023

Phillip Bracey has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Phillip Gayle Bracey.

Who Is Phillip Gayle Bracey of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Phillip Gayle Bracey
  • Aliases: Phillip Bracey
  • CRD: 1435778
  • Location: Brea, California
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Columbine Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can Phillip Bracey Be Sued: Yes, in Private Arbitration
  • Can Phillip Bracey’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $7,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Phillip Bracey, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Phillip Bracey For Broker Misconduct

As of this publication date, Phillip Bracey has been the subject of 1 customer dispute. Let’s review it below.

In March 2019, a complaint was filed against or in reference to Phillip Bracey by a customer of Cetera Advisor Networks LLC alleging tax liability after sale of assets. Per the customer, he/she lost over $7,000 because of Mr. Bracey’s actions.

How To File A Claim Against Phillip Bracey of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Columbine Securities, Inc.) To Get Your Money Back.

If you have questions about Phillip Bracey, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Columbine Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating James Donald Anderson For Investment Fraud

Did You Lose Money Because of Jim Anderson?

Filed: November 15, 2023

Jim Anderson (also known as James Donald Anderson) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Donald Anderson.

Who Is James Donald Anderson?

  • Advisor Name: James Donald Anderson
  • Aliases: Jim Anderson
  • CRD: 2636501
  • Location: Cedar Rapids, Iowa
  • Current Employer: Currently Not Registered
  • Previous Firms: Cetera Advisor Networks LLC and Northwestern Mutual Investment Services, LLC
  • Number of Known Customer Complaints: 1
  • Can Jim Anderson Be Sued: Yes, in Private Arbitration
  • Can Jim Anderson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $20,938
  • Highest Settlement: $23,488

If you have suffered investment losses by Jim Anderson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jim Anderson For Broker Misconduct

As of this publication date, Jim Anderson has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a complaint was filed against or in reference to Jim Anderson by a customer of Northwestern Mutual Investment Services, LLC alleging that in 2017, Mr. Anderson recommended and processed a 401(k) loan without ensuring the recommendations were appropriate and this resulted in losses due to penalties, sanctions, interest, and expenses. Per the customer, he/she lost over $20,938 because of Mr. Anderson’s actions. On June 5, 2020, Mr. Anderson settled the claim for $23,488, and some or all of this amount may have been paid by Mr. Anderson’s employer and/or insurance carrier.

How To File A Claim Against Jim Anderson (previously with Cetera Advisor Networks LLC and Northwestern Mutual Investment Services, LLC) To Get Your Money Back.

If you have questions about Jim Anderson, Cetera Advisor Networks LLC, Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Charles Alan Valenzuela For Investment Fraud

Did You Lose Money Because of Charles Valenzuela?

Filed: November 15, 2023

Charles Valenzuela has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Charles Alan Valenzuela.

Who Is Charles Alan Valenzuela of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Charles Alan Valenzuela
  • Aliases: Charles Valenzuela
  • CRD: 829110
  • Location: Ridgefield, Connecticut
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Walnut Street Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can Charles Valenzuela Be Sued: Yes, in Private Arbitration
  • Can Charles Valenzuela’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Charles Valenzuela, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Charles Valenzuela For Broker Misconduct

As of this publication date, Charles Valenzuela has been the subject of 1 customer dispute. Let’s review it below.

In February 2020, a complaint was filed against or in reference to Charles Valenzuela by a customer of Cetera Advisor Networks LLC alleging that the client did not know her VA was for income purposes and was led to believe this was the account value. Also alleges her VA has not been managed and should have a higher value.

How To File A Claim Against Charles Valenzuela of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Walnut Street Securities, Inc.) To Get Your Money Back.

If you have questions about Charles Valenzuela, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Walnut Street Securities, Inc. or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Robert Anthony Rogers Jr. For Investment Fraud

Did You Lose Money Because of Robert Rogers Jr.?

Filed: November 15, 2023

Robert Rogers Jr. has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Robert Anthony Rogers Jr.

Who Is Robert Anthony Rogers Jr?

  • Advisor Name: Robert Anthony Rogers Jr
  • Aliases: Robert Anthony Rogers Jr., Robert Rogers
  • CRD: 5574011
  • Location: Haddon Heights, New Jersey
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Walnut Street Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can Robert Rogers Jr. Be Sued: Yes, in Private Arbitration
  • Can Robert Rogers Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $8,000
  • Highest Settlement: $2,267.30

If you have suffered investment losses by Robert Rogers Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Robert Rogers Jr. For Broker Misconduct

As of this publication date, Robert Rogers Jr. has been the subject of 1 customer dispute. Let’s review it below.

In May 2019, a complaint was filed against or in reference to Robert Rogers Jr. by a customer of Cetera Advisor Networks LLC alleging that the client incurred tax and healthcare implications due to the sale of AAPL shares in 2018. The client further alleges she was given assurance that this transaction would not affect her income/tax status. Per the customer, she lost over $8,000 because of Mr. Rogers Jr.’s actions. On December 19, 2019, Mr. Rogers Jr. settled the claim for $2,267.30, and some or all of this amount may have been paid by Mr. Rogers Jr.’s employer and/or insurance carrier.

How To File A Claim Against Robert Rogers Jr. of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Walnut Street Securities, Inc.) To Get Your Money Back.

If you have questions about Robert Rogers Jr., Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Walnut Street Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.