Category: J.W. Cole Financial

Did You Lose Money Because of Samuel Ingram?

Filed: March 21, 2024

Samuel Ingram has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Edward Ingram.

Who Is Samuel Edward Ingram?

• Advisor Name: Samuel Edward Ingram
• Aliases: Samuel Edward Ingram
• CRD: 2622115
• Location: Tempe, Arizona
• Current Employer: Currently Not Registered
• Previous Firms: J.W. Cole Financial, Inc., Jonathan Roberts Financial Group, Inc., and 1st Global Capital Corp.
• Number of Known Customer Complaints: 1
• Can Samuel Ingram Be Sued: Yes, in Private Arbitration
• Can Samuel Ingram’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: $43,000

If you have suffered investment losses by Samuel Ingram, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Samuel Ingram For Broker Misconduct

As of this publication date, Samuel Ingram has been the subject of 1 customer dispute. Let’s review it below.

In October 2022, a FINRA arbitration was filed against or in reference to Samuel Ingram by a customer of J.W. Cole Financial, Inc. alleging that the oil and gas limited partnership purchased was not researched and vetted before allowing it to be sold by a representative therefore contributing to loss of principal invested. Per the customer, he/she lost over $100,000 because of Mr. Ingram’s actions. On February 17, 2023, Mr. Ingram settled the claim for $43,000, and some or all of this amount may have been paid by Mr. Ingram’s employer and/or insurance carrier.

How To File A Claim Against Samuel Ingram (previously with J.W. Cole Financial, Inc., Jonathan Roberts Financial Group, Inc., and 1st Global Capital Corp.) To Get Your Money Back

If you have questions about Samuel Ingram, J.W. Cole Financial, Inc., Jonathan Roberts Financial Group, Inc., 1st Global Capital Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jacob Cazier?

Filed: March 6, 2024

Jacob Cazier (also known as Jake Cazier) currently has three (3) pending customer complaints. Overall, he has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jacob Perry Cazier.

Who Is Jacob Perry Cazier?

• Advisor Name: Jacob Perry Cazier
• Aliases: Jake Cazier, Jacob Cazier
• CRD: 6904198
• Location: Clearfield, Utah
• Current Employer: Currently Not Registered
• Previous Firms: J.W. Cole Financial, LLC and Allegis Investment Services, LLC
• Number of Known Customer Complaints: 4
• Can Jacob Cazier Be Sued: Yes, in Private Arbitration
• Can Jacob Cazier’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $19,500,000
• Highest Settlement: $700,000

If you have suffered investment losses by Jacob Cazier, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jacob Cazier For Broker Misconduct

As of this publication date, Jacob Cazier has been the subject of 4 customer disputes. Let’s review them below.

In February 2024, a FINRA arbitration was filed against or in reference to Jacob Cazier by multiple customers of Wealth Navigation Advisors and JW Cole Financial, Inc. alleging that the firm failed to detect fraud operated away from the Firm by a deceased representative that was with the Firm for less than two months. The claimants invested with the other representative after his departure from the Firm. The claimants allege that Mr. Cazier was indirectly involved. Per the customers, they lost over $7,100,000 because of Mr. Cazier’s actions. As of this publication date, this claim remains pending.

In November 2023, a FINRA arbitration was filed against or in reference to Jacob Cazier by multiple customers of J.W. Cole Financial, Inc. alleging that the firm failed to detect fraud operated away from the Firm by a deceased representative that was with the Firm for less than two months. The claimants invested with the other representative after his departure from the Firm. The claimants allege that Mr. Cazier was indirectly involved. Per the customers, they lost over $15,000,000 because of Mr. Cazier’s actions. As of this publication date, this claim remains pending.

In June 2023, an AAA arbitration was filed against or in reference to Jacob Cazier by multiple customers of Wealth Navigation Advisors alleging that the clients invested approximately $19,500,000.00 in the now worthless fund. The AAA Arbitration includes claims for violations of the Utah Securities Act, breach of fiduciary duty, negligent breach of professional duties, and negligent failure to supervise. Per the customers, they lost over $19,500,000 because of Mr. Cazier’s actions. On November 16, 2023, Mr. Cazier settled the claim for $700,000, and some or all of this amount may have been paid by Mr. Cazier’s employer and/or insurance carrier.

In April 2023, a FINRA arbitration was filed against or in reference to Jacob Cazier by multiple customers of Wealth Navigation Advisors alleging that the firm failed to detect fraud operated away from the Firm by a deceased representative that was with the Firm for less than two months. The claimants invested with the other representative after his departure from the Firm. The claimants allege that Mr. Cazier was indirectly involved. Per the customers, they lost over $850,000 because of Mr. Cazier’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Jacob Cazier (previously with J.W. Cole Financial, LLC and Allegis Investment Services, LLC) To Get Your Money Back

If you have questions about Jacob Cazier, J.W. Cole Financial, LLC, Allegis Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Brian Hamm?

Filed: March 4, 2024

Brian Hamm has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brian J Hamm.

Who Is Brian J Hamm of J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc.?

• Advisor Name: Brian J Hamm
• Aliases: Brian Hamm
• CRD: 5801533
• Location: Slinger, Wisconsin
• Current Employer: J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc.
• Previous Firms: Mutual of Omaha Investor Services, Inc.
• Number of Known Customer Complaints: 1
• Can Brian Hamm Be Sued: Yes, in Private Arbitration
• Can Brian Hamm’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $150,000
• Highest Settlement: Unknown

If you have suffered investment losses by Brian Hamm, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brian Hamm For Broker Misconduct

As of this publication date, Brian Hamm has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a complaint was filed against or in reference to Brian Hamm by a customer of J.W. Cole Financial, Inc. alleging that Mr. Hamm provided inaccurate advice regarding disbursement of funds from the trust causing additional tax liabilities. Per the customer, he/she lost over $150,000 because of Mr. Hamm’s actions.

How To File A Claim Against Brian Hamm of J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc. (previously with Mutual of Omaha Investor Services, Inc.) To Get Your Money Back

If you have questions about Brian Hamm, J.W. Cole Advisors, Inc., J.W. Cole Financial, Inc., Mutual of Omaha Investor Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Vince Mastrovito?

Filed: October 26, 2023

Vince Mastrovito has been the subject of one (1) termination event and three (3)  customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Vince Bernard Mastrovito.

Who Is Vince Bernard Mastrovito?

• Advisor Name: Vince Bernard Mastrovito
• Aliases: Vince Bernard Mastrovito
• CRD: 2044645
• Location: Novi, Michigan
• Current Employer: Currently not Registered
• Previous Firms: J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, and Cambridge Investment Research, Inc.
• Number of Known Customer Complaints: 3
• Number of Known Termination Events: 1
• Can Vince Mastrovito Be Sued: Yes, in Private Arbitration
• Can Vince Mastrovito’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $235,337
• Highest Settlement: $10,000

If you have suffered investment losses by Vince Mastrovito, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Vince Mastrovito For Broker Misconduct

As of this publication date, Vince Mastrovito has been the subject of 1 termination event and 3 customer disputes. Let’s review them below.

In July 2022, a FINRA arbitration was filed against or in reference to Vince Mastrovito by a customer of Cambridge Investment Research, Inc. alleging that Mr. Mastrovito made recommendations that did not align with the Claimant’s suitability. As of this publication date, this arbitration remains pending.

In July 2022, Cambridge Investment Research, Inc. terminated Mr. Mastrovito for violating firm policy regarding the sale of equity-indexed annuities.

In January 2022, a FINRA arbitration was filed against or in reference to Vince Mastrovito by a customer of J.W. Cole Financial, Inc., Cambridge Investment Research, Inc., and Heartland Capital, Inc. alleging that the client was overconcentrated in alternative investments, annuities and life insurance policies and as a result, has lost a significant amount of money. On April 13, 2023, Mr. Mastrovito settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Mastrovito’s employer and/or insurance carrier.

In January 2022, a FINRA arbitration was filed against or in reference to Vince Mastrovito by a customer of Cambridge Investment Research, Inc. alleging that the client was overconcentrated in alternative investments, annuities and life insurance policies and as a result, has lost a significant amount of money. On February 16, 2023, Mr. Mastrovito settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Mastrovito’s employer and/or insurance carrier.

In May 2021, a complaint was filed against or in reference to Vince Mastrovito by a customer of J.W. Cole Financial, Inc. and Cambridge Investment Research, Inc. alleging that Mr. Mastrovito sold unsuitable REITs and insurance products. Per the customer, he/she lost over $235,337 because of Mr. Mastrovito’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Vince Mastrovito (previously with J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, and Cambridge Investment Research, Inc.) To Get Your Money Back.

If you have questions about Vince Mastrovito, J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Cambridge Investment Research, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.