Category: Osaic Wealth

Did You Lose Money Because of Craig Accardo?

Filed: March 21, 2024

Craig Accardo currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Craig Gerard Accardo.

Who Is Craig Gerard Accardo of Osaic Wealth, Inc.?

• Advisor Name: Craig Gerard Accardo
• Aliases: Craig Accardo
• CRD: 3000762
• Location: Metairie, Louisiana
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: FSC Securities Corporation and Intersecurities, Inc.
• Number of Known Customer Complaints: 2
• Can Craig Accardo Be Sued: Yes, in Private Arbitration
• Can Craig Accardo’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: $3,500,000

If you have suffered investment losses by Craig Accardo, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Craig Accardo For Broker Misconduct

As of this publication date, Craig Accardo has been the subject of 2 customer disputes. Let’s review them below.

In October 2022, a FINRA arbitration was filed against or in reference to Craig Accardo by a customer of FSC Securities Corporation alleging that investment recommendations made to her were not in keeping with her investment objectives and risk tolerance, and that she incurred losses in her account. Per the customer, she lost over $100,000 because of Mr. Accardo’s actions. As of this publication date, this claim remains pending.

In July 2019, a FINRA arbitration was filed against or in reference to Craig Accardo by a customer of FSC Securities Corporation alleging unsuitable recommendations. Per the customer, he/she lost over $5,000 because of Mr. Accardo’s actions. On July 21, 2020, Mr. Accardo settled the claim for $3,500,000, and some or all of this amount may have been paid by Mr. Accardo’s employer and/or insurance carrier.

How To File A Claim Against Craig Accardo of Osaic Wealth, Inc. (previously with FSC Securities Corporation and Intersecurities, Inc.) To Get Your Money Back

If you have questions about Craig Accardo, Osaic Wealth, Inc., FSC Securities Corporation, Intersecurities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Phillip Cartwright?

Filed: March 18, 2024

Phillip Cartwright currently has one (1) pending judgment/lien event. Overall, he has been the subject of two (2) customer complaints, one (1) regulatory event, and one (1) judgment/lien event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Phillip Todd Cartwright.

Who Is Phillip Todd Cartwright of Osaic Wealth, Inc.?

• Advisor Name: Phillip Todd Cartwright
• Aliases: Phillip Cartwright
• CRD: 4287303
• Location: Appleton, Wisconsin
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Woodbury Financial Services, Inc.
• Number of Known Customer Complaints: 2
• Number of Known Regulatory Events: 1
• Number of Known Judgment/Lien Events: 1
• Can Phillip Cartwright Be Sued: Yes, in Private Arbitration
• Can Phillip Cartwright’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $101,000
• Highest Settlement: $75,000

If you have suffered investment losses by Phillip Cartwright, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Phillip Cartwright For Broker Misconduct

As of this publication date, Phillip Cartwright has been the subject of 2 customer disputes, 1 regulatory event, and 1 judgment/lien event. Let’s review them below.

In December 2022, a FINRA arbitration was filed against or in reference to Phillip Cartwright by multiple customers of Woodbury Financial Services, Inc. alleging that certain direct/limited partnership investment recommendations were not in keeping with their needs and objectives; that the product features were not adequately described; and that their portfolio was overly concentrated in such products, causing alleged losses. Per the customers, they lost over $75,000 because of Mr. Cartwright’s actions. On October 2, 2023, Mr. Cartwright settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Cartwright’s employer and/or insurance carrier.

In May 2020, a FINRA arbitration was filed against or in reference to Phillip Cartwright by a customer of Woodbury Financial Services, Inc. alleging that the recommendation of a private placement in his IRA account was not suitable and that the firm failed to conduct adequate due diligence on the investment product. Per the customer, he/she lost over $101,000 because of Mr. Cartwright’s actions. On October 29, 2021, Mr. Cartwright settled the claim for $75,000, and some or all of this amount may have been paid by Mr. Cartwright’s employer and/or insurance carrier.

In February 2016, Phillip Cartwright was the subject of a civil judgment or lien in the amount of $5,161.31. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In August 2011, Wisconsin initiated a regulatory action against or in reference to Phillip Cartwright for WI DOR Tax Delinquent.

How To File A Claim Against Phillip Cartwright of Osaic Wealth, Inc. (previously with Woodbury Financial Services, Inc.) To Get Your Money Back

If you have questions about Phillip Cartwright, Osaic Wealth, Inc., Woodbury Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Matthew Boehm?

Filed: March 12, 2024

Matthew Boehm has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Matthew John Boehm.

Who Is Matthew John Boehm of Osaic Wealth, Inc.?

• Advisor Name: Matthew John Boehm
• Aliases: Matthew Boehm
• CRD: 4418029
• Location: Springfield, Illinois
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Woodbury Financial Services, Inc. and Lion Street Advisors, LLC
• Number of Known Customer Complaints: 1
• Can Matthew Boehm Be Sued: Yes, in Private Arbitration
• Can Matthew Boehm’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $75,000
• Highest Settlement: $22,000

If you have suffered investment losses by Matthew Boehm, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Matthew Boehm For Broker Misconduct

As of this publication date, Matthew Boehm has been the subject of 1 customer dispute. Let’s review it below.

In December 2022, a FINRA arbitration was filed against or in reference to Matthew Boehm by a customer of Lion Street Financial, LLC alleging misrepresentation and failure to supervise the suitability of GWG L-bonds. The client purchased $50,000 from her ex-husband, a former registered representative of Lion Street Financial. GWG is currently under review from the SEC. Per the customer, she lost over $75,000 because of Mr. Boehm’s actions. On September 20, 2023, Mr. Boehm settled the claim for $22,000, and some or all of this amount may have been paid by Mr. Boehm’s employer and/or insurance carrier.

How To File A Claim Against Matthew Boehm of Osaic Wealth, Inc. (previously with Woodbury Financial Services, Inc. and Lion Street Advisors, LLC) To Get Your Money Back

If you have questions about Matthew Boehm, Osaic Wealth, Inc., Woodbury Financial Services, Inc., Lion Street Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of April Wilson?

Filed: March 11, 2024

April Wilson (also known as April Marie Forsman) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on April Marie Wilson.

Who Is April Marie Wilson of Osaic Wealth, Inc.?

• Advisor Name: April Marie Wilson
• Aliases: April Marie Forsman
• CRD: 4515321
• Location: Bellevue, Washington
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Hornor, Townsend & Kent, LLC and Linsco/Private Ledger Corp.
• Number of Known Customer Complaints: 1
• Can April Wilson Be Sued: Yes, in Private Arbitration
• Can April Wilson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $5,000
• Highest Settlement: Unknown

If you have suffered investment losses by April Wilson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against April Wilson For Broker Misconduct

As of this publication date, April Wilson has been the subject of 1 customer dispute. Let’s review it below.

In January 2023, a complaint was filed against or in reference to April Wilson by a customer of Royal Alliance Associates, Inc. alleging poor advice regarding recommendation of non-traded REIT and Business Development Company investments. Per the customer, he/she lost over $5,000 because of Ms. Wilson’s actions.

How To File A Claim Against April Wilson of Osaic Wealth, Inc. (previously with Hornor, Townsend & Kent, LLC and Linsco/Private Ledger Corp.) To Get Your Money Back

If you have questions about April Wilson, Osaic Wealth, Inc., Hornor, Townsend & Kent, LLC, Linsco/Private Ledger Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Thomas Endersbe?

Filed: March 11, 2024

Thomas Endersbe (also known as Tom Endersbe) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Arthur Endersbe.

Who Is Thomas Arthur Endersbe of Osaic Wealth, Inc.?

• Advisor Name: Thomas Arthur Endersbe
• Aliases: Tom Endersbe
• CRD: 1407028
• Location: St. Louis Park, Minnesota
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc. and Ameriprise Financial Services, Inc.
• Number of Known Customer Complaints: 3
• Can Thomas Endersbe Be Sued: Yes, in Private Arbitration
• Can Thomas Endersbe’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $275,493
• Highest Settlement: $4,175.50

If you have suffered investment losses by Thomas Endersbe, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Thomas Endersbe For Broker Misconduct

As of this publication date, Thomas Endersbe has been the subject of 3 customer disputes. Let’s review them below.

In February 2023, a complaint was filed against or in reference to Thomas Endersbe by a customer of Sagepoint Financial, Inc. alleging that the REIT and Business Development Company investments were misrepresented. Per the customer, he/she lost over $70,000 because of Mr. Endersbe’s actions.

In June 2003, a complaint was filed against or in reference to Thomas Endersbe by a customer of American Express Financial Advisors alleging that Mr. Endersbe failed to disclose CDSC when the client purchased B-share mutual funds in 2001. She requested the charges be waived. Per the customer, she lost over $11,641 because of Mr. Endersbe’s actions. On July 31, 2003, Mr. Endersbe settled the claim for $4,175, and some or all of this amount may have been paid by Mr. Endersbe’s employer and/or insurance carrier.

In September 2002, a complaint was filed against or in reference to Thomas Endersbe by a customer of American Express Financial Advisors alleging that the changes that the client made to her portfolio, subsequent to my recommendations, were not suitable. In addition, she alleged that Mr. Endersbe did not disclose the charges that she would incur if she redeemed her investments early. Per the customer, she lost over $275,493 because of Mr. Endersbe’s actions.

How To File A Claim Against Thomas Endersbe of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc. and Ameriprise Financial Services, Inc.) To Get Your Money Back

If you have questions about Thomas Endersbe, Osaic Wealth, Inc., Sagepoint Financial, Inc., Ameriprise Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Michael Gustafson?

Filed: March 11, 2024

Michael Gustafson currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Lloyd Gustafson.

Who Is Michael Lloyd Gustafson of Osaic Wealth, Inc. and Focus Financial?

• Advisor Name: Michael Lloyd Gustafson
• Aliases: Michael Gustafson
• CRD: 2202450
• Location: Minneapolis, Minnesota
• Current Employer: Osaic Wealth, Inc. and Focus Financial
• Previous Firms: American Express Financial Advisors Inc. and IDS Life Insurance Company
• Number of Known Customer Complaints: 1
• Can Michael Gustafson Be Sued: Yes, in Private Arbitration
• Can Michael Gustafson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $120,000
• Highest Settlement: Unknown

If you have suffered investment losses by Michael Gustafson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Gustafson For Broker Misconduct

As of this publication date, Michael Gustafson has been the subject of 1 customer dispute. Let’s review it below.

In March 2023, a FINRA arbitration was filed against or in reference to Michael Gustafson by a customer of Royal Alliance Associates, Inc. alleging unsuitable recommendations related to the sale of alternative investments. Per the customer, he/she lost over $120,000 because of Mr. Gustafson’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Michael Gustafson of Osaic Wealth, Inc. and Focus Financial (previously with American Express Financial Advisors Inc. and IDS Life Insurance Company) To Get Your Money Back

If you have questions about Michael Gustafson, Osaic Wealth, Inc., Focus Financial, American Express Financial Advisors Inc., IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Patrick Tantoco?

Filed: March 4, 2024

Patrick Tantoco (also known as Hermogenes Gil Patrick Tantoco) currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Patrick Tantoco.

Who Is Patrick Tantoco of Osaic Wealth, Inc.?

• Advisor Name: Patrick Tantoco
• Aliases: Hermogenes Gil Patrick Tantoco, Hermogenes-Gil Patrick Tantoco
• CRD: 5249850
• Location: Honolulu, Hawaii
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: MML Investors Services, LLC and MSI Financial Services, Inc.
• Number of Known Customer Complaints: 2
• Can Patrick Tantoco Be Sued: Yes, in Private Arbitration
• Can Patrick Tantoco’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by Patrick Tantoco, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Patrick Tantoco For Broker Misconduct

As of this publication date, Patrick Tantoco has been the subject of 2 customer disputes. Let’s review them below.

In December 2023, a FINRA arbitration was filed against or in reference to Patrick Tantoco by a customer of Independent Financial Group, LLC alleging that investment was not in line with client’s stated objectives and risk tolerance. Per the customer, he/she lost over $100,000 because of Mr. Tantoco’s actions. As of this publication date, this claim remains pending.

In May 2023, a FINRA arbitration was filed against or in reference to Patrick Tantoco by a customer of Independent Financial Group, LLC alleging that investment was not suitable. Per the customer, he/she lost over $55,000 because of Mr. Tantoco’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Patrick Tantoco of Osaic Wealth, Inc. (previously with MML Investors Services, LLC and MSI Financial Services, Inc.) To Get Your Money Back

If you have questions about Patrick Tantoco, Osaic Wealth, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of James McDermott?

Filed: March 4, 2024

James McDermott currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Daniel McDermott.

Who Is James Daniel McDermott of Osaic Wealth, Inc.?

• Advisor Name: James Daniel McDermott
• Aliases: James D McDermott
• CRD: 2483480
• Location: Oakbrook Terrace, Illinois
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Raymond James & Associates, Inc. and Oppenheimer & Co. Inc.
• Number of Known Customer Complaints: 1
• Number of Known Termination Events: 1
• Can James McDermott Be Sued: Yes, in Private Arbitration
• Can James McDermott’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by James McDermott, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James McDermott For Broker Misconduct

As of this publication date, James McDermott has been the subject of 1 customer dispute and 1 termination event. Let’s review them below.

In February 2024, a complaint was filed against or in reference to James McDermott by multiple customers of Raymond James & Associates, Inc. alleging that every transaction involving the purchase or sale of a security in their Raymond James accounts violated the Illinois Securities Law. As of this publication date, this claim remains pending.

In December 2011, Wells Fargo Advisors, LLC terminated James McDermott for violating an internal policy of Wells Fargo Advisors in that he borrowed money from two persons who were clients of the firm. Both clients were acting in the capacity of custodians on a brokerage account.

How To File A Claim Against James McDermott of Osaic Wealth, Inc. (previously with Raymond James & Associates, Inc. and Oppenheimer & Co. Inc.) To Get Your Money Back

If you have questions about James McDermott, Osaic Wealth, Inc., Raymond James & Associates, Inc., Oppenheimer & Co. Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Greg Brown?

Filed: March 4, 2024

Gregory Brown (also known as Greg Brown) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Gregory George Brown.

Who Is Gregory George Brown of Osaic Wealth, Inc. and Focus Financial?

• Advisor Name: Gregory George Brown
• Aliases: Greg Brown, Gregory G Brown
• CRD: 2137212
• Location: Wausau, Wisconsin
• Current Employer: Osaic Wealth, Inc. and Focus Financial
• Previous Firms: Equity Design Advisors, LLC, Bradleywhalen Financial Services, Inc., and The O.N. Equity Sales Company
• Number of Known Customer Complaints: 1
• Can Gregory Brown Be Sued: Yes, in Private Arbitration
• Can Gregory Brown’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $250,000
• Highest Settlement: Unknown

If you have suffered investment losses by Gregory Brown, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Greg Brown For Broker Misconduct

As of this publication date, Gregory Brown has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a complaint was filed against or in reference to Gregory Brown by a customer of Royal Alliance Associates, Inc. alleging that allocation of portfolio was unsuitable, causing losses. Per the customer, he/she lost over $250,000 because of Mr. Brown’s actions.

How To File A Claim Against Greg Brown of Osaic Wealth, Inc. and Focus Financial (previously with Equity Design Advisors, LLC, Bradleywhalen Financial Services, Inc., and The O.N. Equity Sales Company) To Get Your Money Back

If you have questions about Greg Brown, Osaic Wealth, Inc., Focus Financial, Equity Design Advisors, LLC, Bradleywhalen Financial Services, Inc., The O.N. Equity Sales Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Plato Guerre?

Filed: March 4, 2024

Plato Guerre (also known as Plato Guerra) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Plato Louro Guerre.

Who Is Plato Louro Guerre of Osaic Wealth, Inc.?

• Advisor Name: Plato Louro Guerre
• Aliases: Plato Louro Guerra
• CRD: 4504920
• Location: Camarillo, California
• Current Employer: Osaic Wealth, Inc.
• Previous Firms: Sagepoint Financial, Inc. and Sunamerica Securities, Inc.
• Number of Known Customer Complaints: 1
• Can Plato Guerre Be Sued: Yes, in Private Arbitration
• Can Plato Guerre’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $85,000
• Highest Settlement: Unknown

If you have suffered investment losses by Plato Guerre, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Plato Guerre For Broker Misconduct

As of this publication date, Plato Guerre has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a complaint was filed against or in reference to Plato Guerre by a customer of Sagepoint Financial, Inc. alleging that the investment strategy was unsuitable and that the financial professional did not follow specific instructions. Per the customer, he/she lost over $85,000 because of Mr. Guerre’s actions.

How To File A Claim Against Plato Guerre of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc. and Sunamerica Securities, Inc.) To Get Your Money Back

If you have questions about Plato Guerre, Osaic Wealth, Inc., Sagepoint Financial, Inc., Sunamerica Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.