Category: Arete Wealth Management

Did You Lose Money Because of Justin Mackie?

Filed: March 12, 2024

Justin Mackie currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Justin Scott Mackie.

Who Is Justin Scott Mackie of Arete Wealth Management, LLC and Arete Wealth Advisors, LLC?

• Advisor Name: Justin Scott Mackie
• Aliases: Justin Mackie
• CRD: 4736154
• Location: Henderson, Nevada
• Current Employer: Arete Wealth Management, LLC and Arete Wealth Advisors, LLC
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Justin Mackie Be Sued: Yes, in Private Arbitration
• Can Justin Mackie’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $257,500
• Highest Settlement: Unknown

If you have suffered investment losses by Justin Mackie, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Justin Mackie For Broker Misconduct

As of this publication date, Justin Mackie has been the subject of 1 customer dispute. Let’s review it below.

In February 2023, a FINRA arbitration was filed against or in reference to Justin Mackie by multiple customers of Arete Wealth Management, LLC alleging unsuitable investment recommendations in May 2017, September 2019 and January 2021. Per the customers, they lost over $257,500 because of Mr. Mackie’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Justin Mackie of Arete Wealth Management, LLC and Arete Wealth Advisors, LLC To Get Your Money Back

If you have questions about Justin Mackie, Arete Wealth Management, LLC, Arete Wealth Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of William Borleis?

Filed: March 11, 2024

William Borleis (also known as Bil Borleis, Bill Borleis, H William Borleis Jr, H William Borleis, Herbert William Borleis Jr) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on William Samuel Borleis.

Who Is William Samuel Borleis of Arete Wealth Management, LLC and Arete Wealth Advisors, LLC?

• Advisor Name: William Samuel Borleis
• Aliases: Bil Borleis, Bill Borleis, H William Borleis Jr, H William Borleis, Herbert William Borleis Jr
• CRD: 2285245
• Location: Chicago, Illinois and Spring Hill, Tennessee
• Current Employer: Arete Wealth Management, LLC and Arete Wealth Advisors, LLC
• Previous Firms: Center Street Advisors, Inc., Center Street Securities, Inc., and FSC Securities Corporation
• Number of Known Customer Complaints: 1
• Can William Borleis Be Sued: Yes, in Private Arbitration
• Can William Borleis’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by William Borleis, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against William Borleis For Broker Misconduct

As of this publication date, William Borleis has been the subject of 1 customer dispute. Let’s review it below.

In March 2023, a FINRA arbitration was filed against or in reference to William Borleis by a customer of Center Street Securities, Inc. alleging unsuitable investments. Per the customer, he/she lost over $100,000 because of Mr. Borleis’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against William Borleis of Arete Wealth Management, LLC and Arete Wealth Advisors, LLC (previously with Center Street Advisors, Inc., Center Street Securities, Inc., and FSC Securities Corporation) To Get Your Money Back

If you have questions about William Borleis, Arete Wealth Management, LLC, Arete Wealth Advisors, LLC, Center Street Advisors, Inc., Center Street Securities, Inc., FSC Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Brad Meyers?

Filed: February x, 2024

Bradley Meyers (also known as Brad Meyers) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Bradley Steven Meyers.

Who Is Bradley Steven Meyers?

• Advisor Name: Bradley Steven Meyers
• Aliases: Brad Meyers
• CRD: 6455807
• Location: Chicago, Illinois
• Current Employer: Currently Not Registered
• Previous Firms: Arete Wealth Management and Larson Financial Securities, LLC
• Number of Known Customer Complaints: 1
• Can Bradley Meyers Be Sued: Yes, in Private Arbitration
• Can Bradley Meyers’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $50,000
• Highest Settlement: $14,999

If you have suffered investment losses by Bradley Meyers, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brad Meyers For Broker Misconduct

As of this publication date, Bradley Meyers has been the subject of 1 customer dispute. Let’s review it below.

In July 2023, a FINRA arbitration was filed against or in reference to Bradley Meyers by a customer of Arete Wealth Management alleging unsuitable investment recommendations in July 2020. Per the customer, he/she lost over $50,000 because of Mr. Meyers’s actions. On September 23, 2023, Mr. Meyers settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Meyers’s employer and/or insurance carrier.

How To File A Claim Against Brad Meyers (previously with Arete Wealth Management and Larson Financial Securities, LLC) To Get Your Money Back

If you have questions about Bradley Meyers, Arete Wealth Management, Larson Financial Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jeffrey Larson?

Filed: February 9, 2024

Jeffrey Larson currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jeffrey Scott Larson.

Who Is Jeffrey Scott Larson?

• Advisor Name: Jeffrey Scott Larson
• Aliases: Jeffrey Larson
• CRD: 4836889
• Location: St. Louis, Missouri
• Current Employer: Currently Not Registered
• Previous Firms: Arete Wealth Management, LLC, Larson Financial Securities, LLC, and Financial Network Investment Corporation
• Number of Known Customer Complaints: 1
• Number of Known Termination Events: 1
• Can Jeffrey Larson Be Sued: Yes, in Private Arbitration
• Can Jeffrey Larson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Jeffrey Larson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jeffrey Larson For Broker Misconduct

As of this publication date, Jeffrey Larson has been the subject of 1 customer dispute and 1 termination event. Let’s review them below.

In October 2023, Arete Wealth Management, LLC terminated Jeffrey Larson after the firm determined that Mr. Larson was not forthcoming during an internal investigation.

In May 2021, a FINRA arbitration was filed against or in reference to Jeffrey Larson by multiple customers of Arete Wealth Management alleging unsuitable investment recommendations. As of this publication date, this claim remains pending.

How To File A Claim Against Jeffrey Larson (previously with Arete Wealth Management, LLC, Larson Financial Securities, LLC, and Financial Network Investment Corporation) To Get Your Money Back

If you have questions about Jeffrey Larson, Arete Wealth Management, LLC, Larson Financial Securities, LLC, Financial Network Investment Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Sean Sullivan of (previously with Arete Wealth Management)?

Filed: October 20, 2023

Sean Sullivan has been the subject of two (2) customer complaints and has filed one (1) bankruptcy event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Sean Robert Sullivan.

Who Is Sean Robert Sullivan?

• Advisor Name: Sean Robert Sullivan
• Aliases: Sean Sullivan
• CRD: 4769711
• Location: Unknown
• Current Employer: Currently Not Registered
• Previous Firms: Arete Wealth Management, LLC, National Securities Corporation, Voya Financial Advisors, Inc., and Securities America, Inc.
• Number of Known Customer Complaints: 2
• Number of KNown Bankruptcy Events: 1
• Can Sean Sullivan Be Sued: Yes, in Private Arbitration
• Can Sean Sullivan’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $404,500
• Highest Settlement: $95,000

If you have suffered investment losses by Sean Sullivan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Sean Sullivan For Broker Misconduct

As of this publication date, Sean Sullivan has been targeted in 2 customer complaints and 1 bankruptcy event. Let’s review them below.

In October 2022, Mr. Sullivan filed for personal bankruptcy.

In March 2019, a FINRA arbitration was filed against or in reference to Sean Sullivan by a customer of Securities America, Inc. alleging that between May 2015 and May 2017 Mr. Sullivan recommended and sold investments in REITs and a variable annuity that were unsuitable. The customer also added misrepresentation, overconcentration in liquid investments, fraud, negligence, breach of contract, and forgery in the allegations. As per the customer, he lost over $404,500 because of Mr. Sullivan’s actions.  On September 15, 2020, Mr. Sullivan settled the claim for $95,000, and some or all of this amount may have been paid by Mr. Sullivan’s employer and/or insurance carrier.

In December 2006, a complaint was filed against or in reference to Sean Sullivan by customers of First Republic Group, LLC alleging that Mr. Sullivan engaged in unauthorized trading. Per the customers, they lost over $18,294 due to Mr. Sullivan’s actions.

How To File A Claim Against Sean Sullivan (previously with Arete Wealth Management, LLC, National Securities Corporation, Voya Financial Advisors, Inc., and Securities America, Inc.) To Get Your Money Back.

If you have questions about Sean Sullivan, Arete Wealth Management, LLC, National Securities Corporation, Voya Financial Advisors, Inc., Securities America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.