Category: Raymond James & Associates

Did You Lose Money Because of Kevin Duffy?

Filed: March 19, 2024

Kevin Duffy (also known as Kevin F Duffy Mr) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kevin F Duffy.

Who Is Kevin F Duffy?

• Advisor Name: Kevin F Duffy
• Aliases: Kevin F Duffy Mr
• CRD: 4481935
• Location: Louisville, Kentucky
• Current Employer: Currently Not Registered
• Previous Firms: Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
• Number of Known Customer Complaints: 3
• Can Kevin Duffy Be Sued: Yes, in Private Arbitration
• Can Kevin Duffy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $363,600
• Highest Settlement: $150,000

If you have suffered investment losses by Kevin Duffy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kevin Duffy For Broker Misconduct

As of this publication date, Kevin Duffy has been the subject of 3 customer disputes. Let’s review them below.

In April 2023, a complaint was filed against or in reference to Kevin Duffy by a customer of Raymond James & Associates, Inc. alleging that Mr. Duffy neglected fiduciary responsibilities when recommending investments. Per the customer, he/she lost over $363,600 because of Mr. Duffy’s actions. On August 7, 2023, Mr. Duffy settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Duffy’s employer and/or insurance carrier.

In December 2022, a complaint was filed against or in reference to Kevin Duffy by a customer of Raymond James & Associates, Inc. alleging unsuitable investments. Per the customer, he/she lost over $124,208.58 because of Mr. Duffy’s actions.

In June 2009, a FINRA arbitration was filed against or in reference to Kevin Duffy by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging unsuitable investment recommendations and misrepresentation. Per the customer, he/she lost over $200,000 because of Mr. Duffy’s actions. On June 10, 2010, Mr. Duffy settled the claim for $105,000, and some or all of this amount may have been paid by Mr. Duffy’s employer and/or insurance carrier.

How To File A Claim Against Kevin Duffy (previously with Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back

If you have questions about Kevin Duffy, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of William Seibert?

Filed: March 18, 2024

William Seibert currently has one (1) pending customer complaint. Overall, he has been the subject of ive (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on William Colin Seibert.

Who Is William Colin Seibert of Raymond James & Associates, Inc.?

• Advisor Name: William Colin Seibert
• Aliases: William Seibert
• CRD: 2710335
• Location: Houma, Louisiana
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Morgan Keegan & Company, Inc. and Wells Fargo Investments, LLC
• Number of Known Customer Complaints: 5
• Can William Seibert Be Sued: Yes, in Private Arbitration
• Can William Seibert’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $4,209,000
• Highest Settlement: $1,022,500

If you have suffered investment losses by William Seibert, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against William Seibert For Broker Misconduct

As of this publication date, William Seibert has been the subject of 5 customer disputes. Let’s review them below.

In January 2023, a FINRA arbitration was filed against or in reference to William Seibert by multiple customers of Raymond James & Associates, Inc. alleging that Mr. Seibert recommended they invest heavily in unsuitable and purportedly high-risk oil and gas investments. As of this publication date, this claim remains pending.

In January 2021, a FINRA arbitration was filed against or in reference to William Seibert by multiple customers of Raymond James & Associates, Inc. alleging that Mr. Seibert recommended unsuitable investments, primarily in oil and gas securities; several claimants alleged that Mr. Seibert engaged in reverse churning; and one claimant alleges that Mr. Seibert failed to disclose margin use in claimant’s account. Per the customers, they lost over $4,209,000 because of Mr. Seibert’s actions. On August 21, 2023, Mr. Seibert settled the claim for $1,022,500, and some or all of this amount may have been paid by Mr. Seibert’s employer and/or insurance carrier.

In October 2008, a complaint was filed against or in reference to William Seibert by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation of features of variable annuity purchased in July 2007. Per the customer, he/she lost over $19,575 because of Mr. Seibert’s actions.

In September 2008, a complaint was filed against or in reference to William Seibert by a customer of Morgan Keegan & Company, Inc. alleging that Mr. Seibert placed the client’s money in an investment that was unsuitable to his needs and requests at the time of the purchase. The customer wanted a short-term, principal-safe product, but was instead placed into front-end load bond funds.

In November 2007, a complaint was filed against or in reference to William Seibert by a customer of Morgan Keegan & Company, Inc. alleging unauthorized purchase of a bond mutual fund.

How To File A Claim Against William Seibert of Raymond James & Associates, Inc. (previously with Morgan Keegan & Company, Inc. and Wells Fargo Investments, LLC) To Get Your Money Back

If you have questions about William Seibert, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Wells Fargo Investments, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Raymond Sardiña?

Filed: March 11, 2024

Raymond Sardiña currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and two (2) regulatory events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Raymond Sardiña.

Who Is Raymond Sardiña of Raymond James & Associates, Inc.?

• Advisor Name: Raymond Sardiña
• Aliases: Raymond Sardiña
• CRD: 3068885
• Location: Coral Gables and Cutler Bay, Florida
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Morgan Stanley
• Number of Known Customer Complaints: 1
• Number of Known Regulatory Events: 2
• Can Raymond Sardiña Be Sued: Yes, in Private Arbitration
• Can Raymond Sardiña’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $1,500,000
• Highest Settlement: Unknown

If you have suffered investment losses by Raymond Sardiña, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Raymond Sardiña For Broker Misconduct

As of this publication date, Raymond Sardiña has been the subject of 1 customer dispute and 2 regulatory events. Let’s review it below.

In December 2022, a FINRA arbitration was filed against or in reference to Raymond Sardiña by a customer of Raymond James & Associates, Inc. alleging that Mr. inappropriately invested the client in speculative high-risk investments using margin, including investments in equity-linked securities focused on energy and biotech and concentrated positions. Per the customer, he lost over $1,500,000 because of Mr. Sardiña’s actions. As of this publication date, this claim remains pending.

In March 2022, The State of Florida Department of Financial Services initiated a regulatory action against or in reference to Raymond Sardiña for untimely completion of continuing education.

In March 2015, FINRA initiated a regulatory action against or in reference to Raymond Sardiña for allegedly borrowing $10,000 from an individual, a close friend, and customer of the firm, and repaid the loan when the individual was yet a customer of the firm, contrary to his member firm’s policies and procedures.

How To File A Claim Against Raymond Sardiña of Raymond James & Associates, Inc. (previously with Morgan Stanley) To Get Your Money Back

If you have questions about Raymond Sardiña, Raymond James & Associates, Inc., Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Dean Paugh?

Filed: March 4, 2024

Dean Paugh currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Dean Morgan Paugh.

Who Is Dean Morgan Paugh of Raymond James & Associates, Inc.?

• Advisor Name: Dean Morgan Paugh
• Aliases: Dean Paugh
• CRD: 1068991
• Location: Birmingham, Alabama
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Morgan Keegan & Company, Inc., Porter, White & Yardley, Inc., and First Birmingham Securities Corporation
• Number of Known Customer Complaints: 2
• Can Dean Paugh Be Sued: Yes, in Private Arbitration
• Can Dean Paugh’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $54,770.50
• Highest Settlement: Unknown

If you have suffered investment losses by Dean Paugh, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Dean Paugh For Broker Misconduct

As of this publication date, Dean Paugh has been the subject of 2 customer disputes. Let’s review them below.

In April 2023, a complaint was filed against or in reference to Dean Paugh by a customer of Raymond James & Associates, Inc. alleging that investments were not suitable. Per the customer, she lost over $54,770.50 because of Mr. Paugh’s actions. As of this publication date, this claim remains pending.

In April 2023, a complaint was filed against or in reference to Dean Paugh by a customer of Raymond James & Associates, Inc. alleging that investments were not suitable. Per the customer, she lost over $54,770.50 because of Mr. Paugh’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Dean Paugh of Raymond James & Associates, Inc. (previously with Morgan Keegan & Company, Inc., Porter, White & Yardley, Inc., and First Birmingham Securities Corporation) To Get Your Money Back

If you have questions about Dean Paugh, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Porter, White & Yardley, Inc., First Birmingham Securities Corporation., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Kurt Klingenberg?

Filed: March 4, 2024

Kurt Klingenberg has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kurt H Klingenberg.

Who Is Kurt H Klingenberg of Raymond James & Associates, Inc.?

• Advisor Name: Kurt H Klingenberg
• Aliases: Kurt Klingenberg
• CRD: 2384065
• Location: Scottsdale, Arizona
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Edward Jones
• Number of Known Customer Complaints: 2
• Can Kurt Klingenberg Be Sued: Yes, in Private Arbitration
• Can Kurt Klingenberg’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by Kurt Klingenberg, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kurt Klingenberg For Broker Misconduct

As of this publication date, Kurt Klingenberg has been the subject of 2 customer disputes. Let’s review them below.

In January 2024, a FINRA arbitration was filed against or in reference to Kurt Klingenberg by a customer of Raymond James & Associates, Inc. alleging that Mr. Klingenberg placed excessive trades and investments that were not in the best interest of the client. Per the customer, he/she lost over $100,000 because of Mr. Klingenberg’s actions.

In December 1999, a complaint was filed against or in reference to Kurt Klingenberg by a customer of Raymond James & Associates, Inc. alleging that the client purchased $208,000 of TVA bonds with the expectation that the bonds would be called in approximately 30 days after the purchase. The client’s CPA states the client was repeatedly assured by Mr. Klingenberg that the bonds would be called within 30 days after purchase. The bonds have not been called at this time and are down approximately $11,000 for their purchase price. Per the customer, he/she lost over $11,000 because of Mr. Klingenberg’s actions.

How To File A Claim Against Kurt Klingenberg of Raymond James & Associates, Inc.  (previously with Edward Jones) To Get Your Money Back

If you have questions about Kurt Klingenberg, Raymond James & Associates, Inc., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Kirk Crossen?

Filed: February 9, 2024

Kirk Crossen currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kirk James Crossen.

Who Is Kirk James Crossen?

• Advisor Name: Kirk James Crossen
• Aliases: Kirk Crossen
• CRD: 2742256
• Location: Carmel, Indiana
• Current Employer: Currently Not Registered
• Previous Firms: Raymond James & Associates, Inc., Morgan Stanley, and Wells Fargo Advisors, LLC
• Number of Known Customer Complaints: 1
• Number of Known Termination Events: 1
• Can Kirk Crossen Be Sued: Yes, in Private Arbitration
• Can Kirk Crossen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $6,000,000
• Highest Settlement: Unknown

If you have suffered investment losses by Kirk Crossen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kirk Crossen For Broker Misconduct

As of this publication date, Kirk Crossen has been the subject of 1 customer dispute and 1 termination event. Let’s review them below.

In October 2023, Raymond James & Associates, Inc. terminated Kirk Crossen for lacking candor during an inquiry into a loan from the individuals’ former client at the prior firm.

In October 2023, a FINRA arbitration was filed against or in reference to Kirk Crossen by a customer of Morgan Stanley Smith Barney alleging that the investments strategy executed in the client’s account was unsuitable in 2022-2023. Per the customer, he/she lost over $6,000,000 because of Mr. Crossen’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Kirk Crossen (previously with Raymond James & Associates, Inc., Morgan Stanley, and Wells Fargo Advisors, LLC) To Get Your Money Back

If you have questions about Kirk Crossen, Raymond James & Associates, Inc., Morgan Stanley, Wells Fargo Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Marc Hallick?

Filed: February 9, 2024

Marc Hallick currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Marc Damon Hallick.

Who Is Marc Damon Hallick of Raymond James & Associates, Inc.?

• Advisor Name: Marc Damon Hallick
• Aliases: Marc Hallick
• CRD: 4652410
• Location: The Villages, Florida
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Wells Fargo Clearing Services, LLC and Morgan Stanley
• Number of Known Customer Complaints: 1
• Can Marc Hallick Be Sued: Yes, in Private Arbitration
• Can Marc Hallick’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $6,500,000
• Highest Settlement: Unknown

If you have suffered investment losses by Marc Hallick, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Marc Hallick For Broker Misconduct

As of this publication date, Marc Hallick has been the subject of 1 customer dispute. Let’s review it below.

In November 2023, a FINRA arbitration was filed against or in reference to Marc Hallick by multiple customers of Raymond James & Associates, Inc. alleging that Mr. Hallick deployed an unsuitable investment strategy involving short selling concentrated positions on margin and failed to explain the material facts and risks of the strategy. Per the customer, he/she lost over $6,500,000 because of Mr. Hallick’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Marc Hallick of Raymond James & Associates, Inc. (previously with Wells Fargo Clearing Services, LLC and Morgan Stanley) To Get Your Money Back

If you have questions about Marc Hallick, Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Andy Waldbaum?

Filed: February 1, 2024

Andrew Waldbaum (also known as Andy Waldbaum) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Andrew M Waldbaum.

Who Is Andrew M Waldbaum of Raymond James & Associates, Inc.?

• Advisor Name: Andrew M Waldbaum
• Aliases: Andrew Michael Waldbaum, Andy Waldbaum
• CRD: 3086061
• Location: Beverly Hills, California
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney
• Number of Known Customer Complaints: 1
• Can Andrew Waldbaum Be Sued: Yes, in Private Arbitration
• Can Andrew Waldbaum’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $1,500,000
• Highest Settlement: Unknown

If you have suffered investment losses by Andrew Waldbaum, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Andy Waldbaum For Broker Misconduct

As of this publication date, Andrew Waldbaum has been the subject of 1 customer dispute. Let’s review it below.

In June 2023, a complaint was filed against or in reference to Andrew Waldbaum by a customer of Raymond James & Associates, Inc. alleging unauthorized transfer of assets to client’s account and sharing of information with client’s former spouse. Per the customer, he/she lost over $1,500,000 because of Mr. Waldbaum’s actions.

How To File A Claim Against Andy Waldbaum of Raymond James & Associates, Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney) To Get Your Money Back

If you have questions about Andrew Waldbaum, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Ted McDonagh?

Filed: February 1, 2024

Theodore McDonagh (also known as Ted McDonagh) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Theodore William McDonagh.

Who Is Theodore William McDonagh of Raymond James & Associates, Inc.?

• Advisor Name: Theodore William McDonagh
• Aliases: Ted McDonagh
• CRD: 2668934
• Location: New York, New York
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Deutsche Bank Securities Inc. and Lehman Brothers Inc.
• Number of Known Customer Complaints: 1
• Can Theodore McDonagh Be Sued: Yes, in Private Arbitration
• Can Theodore McDonagh’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $61,225
• Highest Settlement: Unknown

If you have suffered investment losses by Theodore McDonagh, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Ted McDonagh For Broker Misconduct

As of this publication date, Theodore McDonagh has been the subject of 1 customer dispute. Let’s review it below.

In July 2023, a complaint was filed against or in reference to Theodore McDonagh by a customer of Raymond James & Associates, Inc. alleging that Mr. McDonagh did not place trade as instructed. Per the customer, he/she lost over $61,225 because of Mr. McDonagh’s actions.

How To File A Claim Against Ted McDonagh of Raymond James & Associates, Inc. (previously with Deutsche Bank Securities Inc. and Lehman Brothers Inc.) To Get Your Money Back

If you have questions about Theodore McDonagh, Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Lehman Brothers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Lisa Detanna?

Filed: February 1, 2024

Lisa Detanna has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Lisa Ann Detanna.

Who Is Lisa Ann Detanna of Raymond James & Associates, Inc.?

• Advisor Name: Lisa Ann Detanna
• Aliases: Lisa A Detanna
• CRD: 1979568
• Location: Beverly Hills, California
• Current Employer: Raymond James & Associates, Inc.
• Previous Firms: Wedbush Securities Inc. and Morgan Stanley Smith Barney
• Number of Known Customer Complaints: 2
• Can Lisa Detanna Be Sued: Yes, in Private Arbitration
• Can Lisa Detanna’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $1,500,000
• Highest Settlement: Unknown

If you have suffered investment losses by Lisa Detanna, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Lisa Detanna For Broker Misconduct

As of this publication date, Lisa Detanna has been the subject of 2 customer disputes. Let’s review them below.

In June 2023, a complaint was filed against or in reference to Lisa Detanna by a customer of Raymond James & Associates, Inc. alleging unauthorized transfer of assets to client’s account and sharing of information with client’s former spouse. Per the customer, he lost over $1,500,000 because of Ms. Detanna’s actions.

In May 2009, a complaint was filed against or in reference to Lisa Detanna by a customer of Citigroup Global Markets Inc. alleging breach of fiduciary duty; breach of written contract; fraud by misrepresentation and omission. Per the customer, he/she lost over $1,345,015 because of Ms. Detanna’s actions.

How To File A Claim Against Lisa Detanna of Raymond James & Associates, Inc. (previously with Wedbush Securities Inc. and Morgan Stanley Smith Barney) To Get Your Money Back

If you have questions about Lisa Detanna, Raymond James & Associates, Inc., Wedbush Securities Inc., Morgan Stanley Smith Barney, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.