Category: Equitable Advisors

Did You Lose Money Because of Karl Fisher?

Filed: March 14, 2024

Karl Fisher (also known as Karl D Fisher) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Karl Douglas Fisher.

Who Is Karl Douglas Fisher of Equitable Advisors, LLC?

• Advisor Name: Karl Douglas Fisher
• Aliases: Karl D Fisher
• CRD: 2687222
• Location: Boulder, Colorado
• Current Employer: Equitable Advisors, LLC
• Previous Firms: Karr Barth Financial Planning, Inc. and The Equitable Life Assurance Society of the United States
• Number of Known Customer Complaints: 1
• Can Karl Fisher Be Sued: Yes, in Private Arbitration
• Can Karl Fisher’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Karl Fisher, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Karl Fisher For Broker Misconduct

As of this publication date, Karl Fisher has been the subject of 1 customer dispute. Let’s review it below.

In February 2024, a FINRA arbitration was filed against or in reference to Karl Fisher by a customer of Equitable Advisors, LLC alleging that Mr. Fisher recommended alternative investments that were unsuitable for Claimant and made misrepresentations in connection therewith. As of this publication date, this claim remains pending.

How To File A Claim Against Karl Fisher of Equitable Advisors, LLC (previously with Karr Barth Financial Planning, Inc. and The Equitable Life Assurance Society of the United States) To Get Your Money Back

If you have questions about Karl Fisher, Equitable Advisors, LLC, Karr Barth Financial Planning, Inc., The Equitable Life Assurance Society of the United States., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Travis Riggs?

Filed: March 13, 2024

Travis Riggs has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Travis Lynn Riggs.

Who Is Travis Lynn Riggs?

• Advisor Name: Travis Lynn Riggs
• Aliases: Travis Riggs
• CRD: 4334801
• Location: Bentonville, Arkansas
• Current Employer: Currently Not Registered
• Previous Firms: Equitable Advisors, LLC
• Number of Known Customer Complaints: 6
• Can Travis Riggs Be Sued: Yes, in Private Arbitration
• Can Travis Riggs’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,001
• Highest Settlement: $50,000

If you have suffered investment losses by Travis Riggs, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Travis Riggs For Broker Misconduct

As of this publication date, Travis Riggs has been the subject of 2 customer disputes. Let’s review them below.

In December 2023, a complaint was filed against or in reference to Travis Riggs by multiple customers of Equitable Advisors, LLC alleging that they were overcharged advisory fees by Mr. Riggs.

In December 2023, a complaint was filed against or in reference to Travis Riggs by multiple customers of Equitable Advisors, LLC alleging that they were overcharged advisory fees by Mr. Riggs. Per the customers, they lost over $64,781.68 because of Mr. Riggs’s actions.

In August 2023, a complaint was filed against or in reference to Travis Riggs by multiple customers of Equitable Advisors, LLC alleging that the fees charged on their advisory accounts were higher than originally agreed upon with Mr. Riggs. Per the customers, they lost over $28,023.88 because of Mr. Riggs’s actions. On November 8, 2023, Mr. Riggs settled the claim for $28,023.88.

In May 2023, a complaint was filed against or in reference to Travis Riggs by multiple customers of Equitable Advisors, LLC alleging concerns with fees associated with their accounts. Per the customers, they lost over $23,732.11 because of Mr. Riggs’s actions. On June 1, 2023, Mr. Riggs settled the claim for $23,732.11.

In December 2020, a FINRA arbitration was filed against or in reference to Travis Riggs by a customer of Equitable Advisors, LLC alleging that Mr. Riggs made unsuitable recommendations of investments within the client’s IRA. On March 22, 2022, Mr. Riggs settled the claim for $42,500, and some or all of this amount may have been paid by Mr. Riggs’s employer and/or insurance carrier.

In February 2020, a FINRA arbitration was filed against or in reference to Travis Riggs by a customer of AXA Advisors, LLC alleging that the REIT he purchased in 2014 was not suitable for his needs and that he was not properly informed of the risks. Per the customer, he lost over $100,001 because of Mr. Riggs’s actions. On June 8, 2022, Mr. Riggs settled the claim for $50,000, and some or all of this amount may have been paid by Mr. Riggs’s employer and/or insurance carrier.

How To File A Claim Against Travis Riggs (previously with Equitable Advisors, LLC) To Get Your Money Back

If you have questions about Travis Riggs, Equitable Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jamie Nowakowski?

Filed: February 27, 2024

Jamie Nowakowski (also known as Jamie Ogren and Jamie Stella) currently has two (2) pending customer complaints. Overall, she has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jamie Theresa Nowakowski.

Who Is Jamie Theresa Nowakowski of Equitable Advisors, LLC?

• Advisor Name: Jamie Theresa Nowakowski
• Aliases: Jamie Theresa Ogren, Jamie T Stella
• CRD: 4472043
• Location: Hebron, Connecticut
• Current Employer: Equitable Advisors, LLC
• Previous Firms: Coastal Equities, Inc., Coastal Investment Advisors, and Wells Fargo Advisors Financial Network, LLC
• Number of Known Customer Complaints: 3
• Can Jamie Nowakowski Be Sued: Yes, in Private Arbitration
• Can Jamie Nowakowski’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $250,000
• Highest Settlement: $35,000

If you have suffered investment losses by Jamie Nowakowski, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jamie Nowakowski For Broker Misconduct

As of this publication date, Jamie Nowakowski has been the subject of 2 customer disputes. Let’s review them below.

In May 2023, a FINRA arbitration was filed against or in reference to Jamie Nowakowski by a customer of Coastal Equities, Inc. alleging unsuitable investments. Per the customer, she lost over $100,000 because of Ms. Nowakowski’s actions. As of this publication date, this claim remains pending.

In September 2022, a FINRA arbitration was filed against or in reference to Jamie Nowakowski by multiple customers of Coastal Equities, Inc. alleging misrepresentation and unsuitable investments. Per the customers, they lost over $250,000 because of Ms. Nowakowski’s actions. As of this publication date, this claim remains pending.

In May 2022, a FINRA arbitration was filed against or in reference to Jamie Nowakowski by a customer of Coastal Equities, Inc. alleging that Ms. Nowakowski made unsuitable recommendations and failed to perform adequate due diligence on GWG. Per the customer, he/she lost over $100,000 because of Ms. Nowakowski’s actions. On June 14, 2023, Ms. Nowakowski settled the claim for $35,000, and some or all of this amount may have been paid by Ms. Nowakowski’s employer and/or insurance carrier.

How To File A Claim Against Jamie Nowakowski of Equitable Advisors, LLC (previously with Coastal Equities, Inc., Coastal Investment Advisors, and Wells Fargo Advisors Financial Network, LLC) To Get Your Money Back

If you have questions about Jamie Nowakowski, Equitable Advisors, LLC, Coastal Equities, Inc., Coastal Investment Advisors, Wells Fargo Advisors Financial Network, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Richard Brittain?

Filed: January 30, 2024

Richard Brittain has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Richard Dustin Brittain.

Who Is Richard Dustin Brittain of Equitable Advisors, LLC?

• Advisor Name: Richard Dustin Brittain
• Aliases: Richard Brittain
• CRD: 5928857
• Location: Valencia, California
• Current Employer: Equitable Advisors, LLC
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Richard Brittain Be Sued: Yes, in Private Arbitration
• Can Richard Brittain’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Richard Brittain, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Richard Brittain For Broker Misconduct

As of this publication date, Richard Brittain has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a complaint was filed against or in reference to Richard Brittain by a customer of Equitable Advisors alleging that the annuity sold in 2023 was not suitable.

How To File A Claim Against Richard Brittain of Equitable Advisors, LLC To Get Your Money Back

If you have questions about Richard Brittain, Equitable Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.