Category: Realta Equities

Did You Lose Money Because of James Shenk?

Filed: March 20, 2024

James Shenk (also known as Jim Shenk) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Franklin Shenk.

Who Is James Franklin Shenk of Realta Equities, Inc. and Realta Investment Advisors, Inc.?

• Advisor Name: James Franklin Shenk
• Aliases: Jim Shenk
• CRD: 2876098
• Location: Glen Rock, Pennsylvania
• Current Employer: Realta Equities, Inc. and Realta Investment Advisors, Inc.
• Previous Firms: LPL Financial LLC and Raymond James Financial Services
• Number of Known Customer Complaints: 2
• Can James Shenk Be Sued: Yes, in Private Arbitration
• Can James Shenk’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $433,000
• Highest Settlement: $215,000

If you have suffered investment losses by James Shenk, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James Shenk For Broker Misconduct

As of this publication date, James Shenk has been the subject of 2 customer disputes. Let’s review them below.

In December 2022, a FINRA arbitration was filed against or in reference to James Shenk by multiple customers of Coastal Equities, Inc. alleging unsuitable investments. Per the customers, they lost over $433,000 because of Mr. Shenk’s actions. On February 14, 2024, Mr. Shenk settled the claim for $215,000, and some or all of this amount may have been paid by Mr. Shenk’s employer and/or insurance carrier.

In September 2022, a FINRA arbitration was filed against or in reference to James Shenk by multiple customers of Coastal Equities, Inc. alleging misrepresentation and unsuitable investments. Per the customers, they lost over $250,000 because of Mr. Shenk’s actions. On February 1, 2024, Mr. Shenk settled the claim for $110,000, and some or all of this amount may have been paid by Mr. Shenk’s employer and/or insurance carrier.

How To File A Claim Against James Shenk of Realta Equities, Inc. and Realta Investment Advisors, Inc. (previously with LPL Financial LLC and Raymond James Financial Services) To Get Your Money Back

If you have questions about James Shenk, Realta Equities, Inc., Realta Investment Advisors, Inc., LPL Financial LLC, Raymond James Financial Services, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Michael Mirich?

Filed: March 4, 2024

Michael Mirich currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Martin Mirich.

Who Is Michael Martin Mirich of Realta Equities, Inc. and Realta Investment Advisors, Inc.?

• Advisor Name: Michael Martin Mirich
• Aliases: Michael Mirich
• CRD: 1979328
• Location: Escondido, California
• Current Employer: Realta Equities, Inc. and Realta Investment Advisors, Inc.
• Previous Firms: Arete Wealth Advisors, LLC, Center Street Securities, Inc., and Center Street Advisors, Inc.
• Number of Known Customer Complaints: 1
• Can Michael Mirich Be Sued: Yes, in Private Arbitration
• Can Michael Mirich’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by Michael Mirich, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Mirich For Broker Misconduct

As of this publication date, Michael Mirich has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a FINRA arbitration was filed against or in reference to Michael Mirich by a customer of Center Street Securities, Inc. alleging that Mr. Mirich recommended an unsuitable investment. Per the customer, he/she lost over $100,000 because of Mr. Mirich’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Michael Mirich of Realta Equities, Inc. and Realta Investment Advisors, Inc. (previously with Arete Wealth Advisors, LLC, Center Street Securities, Inc., and Center Street Advisors, Inc.) To Get Your Money Back

If you have questions about Michael Mirich, Realta Equities, Inc., Realta Investment Advisors, Inc., Arete Wealth Advisors, LLC, Center Street Securities, Inc., Center Street Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Thomas Schultz?

Filed: March 4, 2024

Thomas Schultz has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Caine Schultz.

Who Is Thomas Caine Schultz of Realta Equities, Inc. and Realta Investment Advisors, Inc.?

• Advisor Name: Thomas Caine Schultz
• Aliases: Thomas Schultz
• CRD: 5614228
• Location: Scottsdale, Arizona
• Current Employer: Realta Equities, Inc. and Realta Investment Advisors, Inc.
• Previous Firms: Titan Securities and Coastal Investment Advisors
• Number of Known Customer Complaints: 3
• Can Thomas Schultz Be Sued: Yes, in Private Arbitration
• Can Thomas Schultz’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $40,000
• Highest Settlement: $42,000

If you have suffered investment losses by Thomas Schultz, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Thomas Schultz For Broker Misconduct

As of this publication date, Thomas Schultz has been the subject of 3 customer disputes. Let’s review them below.

In April 2023, a complaint was filed against or in reference to Thomas Schultz by a customer of Coastal Equities, Inc. alleging damages related to an investment solicited by Mr. Shultz. Per the customer, he/she lost over $40,000 because of Mr. Schultz’s actions. On May 25, 2023, Mr. Schultz settled the claim for $36,000, and some or all of this amount may have been paid by Mr. Schultz’s employer and/or insurance carrier.

In May 2022, a FINRA arbitration was filed against or in reference to Thomas Schultz by a customer of Coastal Equities, Inc. alleging that Mr. Shultz made unsuitable recommendations and failed to perform adequate due diligence on GWG. On September 13, 2023, Mr. Schultz settled the claim for $42,000, and some or all of this amount may have been paid by Mr. Schultz’s employer and/or insurance carrier.

In December 2011, a FINRA arbitration was filed against or in reference to Thomas Schultz by multiple customers of MML Investors Services, LLC alleging that in 2011, Mr. Shultz purchased securities in their account without their authorization. Per the customers, they lost over $8,017.05 because of Mr. Schultz’s actions. On July 23, 2013, Mr. Schultz settled the claim for $5,000, and some or all of this amount may have been paid by Mr. Schultz’s employer and/or insurance carrier.

How To File A Claim Against Thomas Schultz of Realta Equities, Inc. and Realta Investment Advisors, Inc. (previously with Titan Securities and Coastal Investment Advisors) To Get Your Money Back

If you have questions about Thomas Schultz, Realta Equities, Inc., Realta Investment Advisors, Inc., Titan Securities, Coastal Investment Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Gilbert Conrad?

Filed: February 15, 2024

Gilbert Conrad currently has three (3) pending customer complaints. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Gilbert Russell Conrad.

Who Is Gilbert Russell Conrad of Realta Equities, Inc.?

• Advisor Name: Gilbert Russell Conrad
• Aliases: G Russell Conrad
• CRD: 2746778
• Location: Lewiston, New York
• Current Employer: Realta Equities, Inc.
• Previous Firms: Arkadios Capital, Independent Financial Group, LLC, and Summit Brokerage Services, Inc.
• Number of Known Customer Complaints: 5
• Can Gilbert Conrad Be Sued: Yes, in Private Arbitration
• Can Gilbert Conrad’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $2,850,352.99
• Highest Settlement: $235,000

If you have suffered investment losses by Gilbert Conrad, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Gilbert Conrad For Broker Misconduct

As of this publication date, Gilbert Conrad has been the subject of 5 customer disputes. Let’s review them below.

In October 2023, a FINRA arbitration was filed against or in reference to Gilbert Conrad by a customer of Arkadios Capital alleging overconcentration in non-traded REITs that was not suitable and that resulted in loss of money that was earmarked for retirement. Per the customer, he/she lost over $1,000,000 because of Mr. Conrad’s actions. As of this publication date, this claim remains pending.

In October 2023, a FINRA arbitration was filed against or in reference to Gilbert Conrad by a customer of Independent Financial Group, LLC alleging overconcentration in products that were not suitable. Per the customer, he/she lost over $1,000,000 because of Mr. Conrad’s actions. As of this publication date, this claim remains pending.

In August 2023, a FINRA arbitration was filed against or in reference to Gilbert Conrad by multiple customers of Independent Financial Group, LLC alleging unsuitable investments. Per the customers, they lost over $1,000,000 because of Mr. Conrad’s actions. As of this publication date, this claim remains pending.

In July 2020, a FINRA arbitration was filed against or in reference to Gilbert Conrad by a customer of JP Turner & Company LLC alleging unsuitable product. On January 11, 2022, Mr. Conrad settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Conrad’s employer and/or insurance carrier.

In June 2013, a FINRA arbitration was filed against or in reference to Gilbert Conrad by multiple customers of JP Turner & Company LLC alleging misrepresentation, common law fraud, unsuitable investments, negligence, violation of Nebraska securities law, breach of contract, and breach of fiduciary duty. Per the customers, they lost over $2,850,352.99 because of Mr. Conrad’s actions. On November 21, 2014, Mr. Conrad settled the claim for $235,000, and some or all of this amount may have been paid by Mr. Conrad’s employer and/or insurance carrier.

How To File A Claim Against Gilbert Conrad of Realta Equities, Inc. (previously with Arkadios Capital, Independent Financial Group, LLC, and Summit Brokerage Services, Inc.) To Get Your Money Back

If you have questions about Gilbert Conrad, Realta Equities, Inc., Arkadios Capital, Independent Financial Group, LLC, Summit Brokerage Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jack Thacker Jr.?

Filed: February 15, 2024

Jack Thacker Jr. currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jack Robert Thacker Jr..

Who Is Jack Robert Thacker Jr. of Realta Equities, Inc. and Realta Investment Advisors, Inc.?

• Advisor Name: Jack Robert Thacker Jr.
• Aliases: J R Thacker, Jack R Jr Thacker
• CRD: 2754773
• Location: Bristol, Virginia
• Current Employer: Realta Equities, Inc. and Realta Investment Advisors, Inc.
• Previous Firms: Arete Wealth Advisors, LLC, Center Street Securities, Inc., and Center Street Advisors, Inc.
• Number of Known Customer Complaints: 2
• Can Jack Thacker Jr. Be Sued: Yes, in Private Arbitration
• Can Jack Thacker Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $340,000
• Highest Settlement: Unknown

If you have suffered investment losses by Jack Thacker Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jack Thacker Jr. For Broker Misconduct

As of this publication date, Jack Thacker Jr. has been the subject of 2 customer disputes. Let’s review them below.

In July 2023, a complaint was filed against or in reference to Jack Thacker Jr. by a customer of Center Street Securities, Inc. alleging that Mr. Thacker Jr. recommended unsuitable investments. Per the customer, she lost over $340,000 because of Mr. Thacker’s actions. As of this publication date, this claim remains pending.

In November 2011, a complaint was filed against or in reference to Jack Thacker Jr. by a customer of Center Street Securities, Inc. alleging illiquidity of the client’s REIT investments purchased 2007. The client requested copies of original documents and that firm did not contact her by phone; only mail. Documents were sent to her soon after with a cover letter and redemption forms. She did not make any further requests to the firm.

How To File A Claim Against Jack Thacker Jr. of Realta Equities, Inc. and Realta Investment Advisors, Inc. (previously with Arete Wealth Advisors, LLC, Center Street Securities, Inc., and Center Street Advisors, Inc.) To Get Your Money Back

If you have questions about Jack Thacker Jr., Realta Equities, Inc., Realta Investment Advisors, Inc., Arete Wealth Advisors, LLC, Center Street Securities, Inc., Center Street Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.