Category: David Lerner Associates

Did You Lose Money Because of Michael Kinkel?

Filed: March 6, 2024

Michael Kinkel currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Edward Kinkel.

Who Is Michael Edward Kinkel of David Lerner Associates, Inc.?

• Advisor Name: Michael Edward Kinkel
• Aliases: Michael Kinkel
• CRD: 5947093
• Location: White Plains, New York
• Current Employer: David Lerner Associates, Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Michael Kinkel Be Sued: Yes, in Private Arbitration
• Can Michael Kinkel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by Michael Kinkel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Kinkel For Broker Misconduct

As of this publication date, Michael Kinkel has been the subject of 1 customer dispute. Let’s review it below.

In March 2023, a FINRA arbitration was filed against or in reference to Michael Kinkel by a customer of Moloney Securities Co., Inc. alleging misrepresentation and poor recommendation/poor advice. Per the customer, he/she lost over $100,000 because of Mr. Kinkel’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Michael Kinkel of David Lerner Associates, Inc. To Get Your Money Back

If you have questions about Michael Kinkel, David Lerner Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Joseph Aspelund?

Filed: March 4, 2024

Joseph Aspelund currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Robert Aspelund.

Who Is Joseph Robert Aspelund of David Lerner Associates, Inc.?

• Advisor Name: Joseph Robert Aspelund
• Aliases: Joseph Aspelund
• CRD: 6006335
• Location: White Plains, New York
• Current Employer: David Lerner Associates, Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Joseph Aspelund Be Sued: Yes, in Private Arbitration
• Can Joseph Aspelund’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $50,000
• Highest Settlement: Unknown

If you have suffered investment losses by Joseph Aspelund, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joseph Aspelund For Broker Misconduct

As of this publication date, Joseph Aspelund has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a FINRA arbitration was filed against or in reference to Joseph Aspelund by a customer of David Lerner Associates, Inc. alleging unsuitability, misrepresentation/omission in connection with SOAEX. Per the customer, he/she lost over $50,000 because of Mr. Aspelund’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Joseph Aspelund of David Lerner Associates, Inc. To Get Your Money Back

If you have questions about Joseph Aspelund, David Lerner Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Joanne Farace?

Filed: February 9, 2024

Joanne Farace currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joanne Benvenuta Farace.

Who Is Joanne Benvenuta Farace of David Lerner Associates, Inc.?

• Advisor Name: Joanne Benvenuta Farace
• Aliases: Joanne B Farace
• CRD: 4837013
• Location: Lawrenceville, New Jersey
• Current Employer: David Lerner Associates, Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Joanne Farace Be Sued: Yes, in Private Arbitration
• Can Joanne Farace’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by Joanne Farace, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joanne Farace For Broker Misconduct

As of this publication date, Joanne Farace has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a FINRA arbitration was filed against or in reference to Joanne Farace by a customer of David Lerner Associates, Inc. alleging unsuitability and misrepresentation/omission. Per the customer, he/she lost over $100,000 because of Ms. Farace’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Joanne Farace of David Lerner Associates, Inc. To Get Your Money Back

If you have questions about Joanne Farace, David Lerner Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Scott Mass?

Filed: February 2, 2024

Scott Mass currently has one (1) pending customer complaint. Overall, he has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Scott Mass.

Who Is Scott Mass of David Lerner Associates, Inc.?

• Advisor Name: Scott Mass
• Aliases: Scott Mass
• CRD: 1971403
• Location: Syosset, New York
• Current Employer: David Lerner Associates, Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 6
• Can Scott Mass Be Sued: Yes, in Private Arbitration
• Can Scott Mass’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $500,000
• Highest Settlement: $15,000

If you have suffered investment losses by Scott Mass, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Scott Mass For Broker Misconduct

As of this publication date, Scott Mass has been the subject of 6 customer disputes. Let’s review them below.

In November 2023, a FINRA arbitration was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging unsuitability and misrepresentation/omission. Per the customer, he/she lost over $200,000 because of Mr. Mass’s actions. As of this publication date, this claim remains pending.

In July 2018, a FINRA arbitration was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging unsuitability, breach of fiduciary duty, negligence, fraud and breach of contract in connection with the sale of Puerto Rico Bonds. Per the customer, he/she lost over $500,000 because of Mr. Mass’s actions. On October 30, 2019, Mr. Mass settled the claim for $9,000, and some or all of this amount may have been paid by Mr. Mass’s employer and/or insurance carrier.

In December 2016, a FINRA arbitration was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging unsuitability. Per the customer, he/she lost over $90,000 because of Mr. Mass’s actions. On November 20, 2017, Mr. Mass settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Mass’s employer and/or insurance carrier.

In August 2016, a complaint was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging suitability based on age, misrepresentation regarding risks associated with the products recommended, and losses incurred. Per the customer, he/she lost over $65,000 because of Mr. Mass’s actions.

In March 2012, a FINRA arbitration was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging violation of suitability obligations, misrepresentation and omitted material information in sale of Apple REITS. Per the customer, he/she lost over $250,000 because of Mr. Mass’s actions.

In December 2011, a complaint was filed against or in reference to Scott Mass by a customer of David Lerner Associates, Inc. alleging poor service. Per the customer, he/she lost over $5,000 because of Mr. Mass’s actions.

How To File A Claim Against Scott Mass of David Lerner Associates, Inc. To Get Your Money Back

If you have questions about Scott Mass, David Lerner Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Ronald Morse?

Filed: February 1, 2024

Ronald Morse has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Lewis Morse.

Who Is Ronald Lewis Morse of David Lerner Associates, Inc. and Spirit of America Management Corp?

• Advisor Name: Ronald Lewis Morse
• Aliases: Ronald Morse
• CRD: 341008
• Location: White Plains, New York
• Current Employer: David Lerner Associates, Inc. and Spirit of America Management Corp
• Previous Firms: Barra Analytics Securities, Inc. and Liberty Patriot Securities Inc.
• Number of Known Regulatory Events: 1
• Can Ronald Morse Be Sued: Yes, in Private Arbitration
• Can Ronald Morse’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Ronald Morse, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an elder financial abuse lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Ronald Morse For Broker Misconduct

As of this publication date, Ronald Morse has been the subject of 1 regulatory event. Let’s review it below.

In November 2023, FINRA initiated a regulatory action against or in reference to Ronald Morse for allegedly creating an updated customer profile document for a senior customer, included inaccurate information about the customer, and affixed the customer’s signature to the updated customer profile without the customer’s permission.

How To File A Claim Against Ronald Morse of David Lerner Associates, Inc. and Spirit of America Management Corp (previously with Barra Analytics Securities, Inc. and Liberty Patriot Securities Inc.) To Get Your Money Back

If you have questions about Ronald Morse, David Lerner Associates, Inc., Spirit of America Management Corp, Barra Analytics Securities, Inc., Liberty Patriot Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Dan Vismor?

Filed: November 6, 2023

Dan Charles Vismor III currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Dan Charles Vismor.

Who Is Dan Charles Vismor of David Lerner Associates, Inc.?

• Advisor Name: Dan Charles Vismor
• Aliases: Dan Charles Vismor III
• CRD: 5321492
• Location: Boca Raton, Florida
• Current Employer: David Lerner Associates, Inc.
• Previous Firms: Newbridge Securities Corporation, Centaurus Financial, Inc., and J.P. Turner & Company, L.L.C.
• Number of Known Customer Complaints: 2
• Can Dan Vismor Be Sued: Yes, in Private Arbitration
• Can Dan Vismor’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $125,000
• Highest Settlement: $55,000

If you have suffered investment losses by Dan Vismor, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Dan Vismor For Broker Misconduct

As of this publication date, Dan Vismor has been the subject of 2 customer disputes. Let’s review them below.

In February 2021, a FINRA arbitration was filed against or in reference to Dan Vismor by a customer of J.P. Turner & Company and Cetera Financial Group alleging that JP Turner allowed its Registered Representatives to recommend unsuitable investments. The investments took place at the Registered Representatives prior broker/dealer. Per the customer, he/she lost over $125,000 because of Mr. Vismor’s actions. As of this publication date, this claim remains pending.

In September 2019, a FINRA arbitration was filed against or in reference to Dan Vismor by multiple customers of J.P. Turner & Company, L.L.C. (aka Cetera Financial Group and Centaurus Financial, Inc.) alleging that Mr. Vismor facilitated, misrepresented unsuitable investments and breached his fiduciary duty. Per the customers, they lost over $57,000 because of Mr. Vismor’s actions. On July 16, 2020, Mr. Vismor settled the claim for $55,000, and some or all of this amount may have been paid by Mr. Vismor’s employer and/or insurance carrier.

How To File A Claim Against Dan Vismor of David Lerner Associates, Inc. (previously with Newbridge Securities Corporation, Centaurus Financial, Inc., and J.P. Turner & Company, L.L.C.) To Get Your Money Back.

If you have questions about Dan Vismor, David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc., J.P. Turner & Company, L.L.C., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.