Category: Moloney Securities

Did You Lose Money Because of David Wood?

Filed: March 21, 2024

David Wood currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on David Norval Wood.

Who Is David Norval Wood of Moloney Securities Co., Inc.?

• Advisor Name: David Norval Wood
• Aliases: David Wood
• CRD: 2306563
• Location: Manchester, Missouri
• Current Employer: Moloney Securities Co., Inc.
• Previous Firms: Hancock Securities Group, LLC and D.R. Hancock & Company, Inc.
• Number of Known Customer Complaints: 2
• Can David Wood Be Sued: Yes, in Private Arbitration
• Can David Wood’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $600,000
• Highest Settlement: $137,500

If you have suffered investment losses by David Wood, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against David Wood For Broker Misconduct

As of this publication date, David Wood has been the subject of 2 customer disputes. Let’s review them below.

In October 2022, a FINRA arbitration was filed against or in reference to David Wood by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $218,750 because of Mr. Wood’s actions. On December 28, 2023, Mr. Wood settled the claim for $137,500, and some or all of this amount may have been paid by Mr. Wood’s employer and/or insurance carrier.

In January 2022, a FINRA arbitration was filed against or in reference to David Wood by a customer of Moloney Securities Co., Inc. alleging that Mr. Wood made unsuitable recommendations from 1990 to 2017. Per the customer, he/she lost over $600,000 because of Mr. Wood’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against David Wood of Moloney Securities Co., Inc. (previously with Hancock Securities Group, LLC and D.R. Hancock & Company, Inc.) To Get Your Money Back

If you have questions about David Wood, Moloney Securities Co., Inc., Hancock Securities Group, LLC, D.R. Hancock & Company, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Edward Balmes?

Filed: March 21, 2024

Edward Balmes has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Edward James Balmes.

Who Is Edward James Balmes of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

• Advisor Name: Edward James Balmes
• Aliases: Edward Balmes
• CRD: 2110152
• Location: Chesterfield and Parkway, Missouri
• Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and R.T. Jones Capital Equities, Inc.
• Number of Known Customer Complaints: 3
• Can Edward Balmes Be Sued: Yes, in Private Arbitration
• Can Edward Balmes’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $500,000
• Highest Settlement: $77,500

If you have suffered investment losses by Edward Balmes, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Edward Balmes For Broker Misconduct

As of this publication date, Edward Balmes has been the subject of 3 customer disputes. Let’s review them below.

In November 2022, a FINRA arbitration was filed against or in reference to Edward Balmes by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $99,000 because of Mr. Balmes’s actions. On June 8, 2023, Mr. Balmes settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Balmes’s employer and/or insurance carrier.

In January 2021, a FINRA arbitration was filed against or in reference to Edward Balmes by a customer of Moloney Securities Co., Inc. alleging unsuitability. Per the customer, he/she lost over $25,000 because of Mr. Balmes’s actions. An arbitration panel found that Edward Balmes was negligent and awarded $1,750 in favor of the customers.

In July 2020, a FINRA arbitration was filed against or in reference to Edward Balmes by a customer of Moloney Securities Co., Inc. alleging that between 2010 and 2020, certain customer(s) and/or purchaser(s) of certain investments and/or securities expressed concerns concerning suitability and/or declines in portfolio values and/or other alleged concerns about such purchases. Per the customer, he/she lost over $500,000 because of Mr. Balmes’s actions. On August 23, 2021, Mr. Balmes settled the claim for $77,500, and some or all of this amount may have been paid by Mr. Balmes’s employer and/or insurance carrier.

How To File A Claim Against Edward Balmes of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and R.T. Jones Capital Equities, Inc.) To Get Your Money Back

If you have questions about Edward Balmes, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, R.T. Jones Capital Equities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Christina Silvius?

Filed: March 21, 2024

Christina Silvius (also known as Christina Marie Lomas, Christina Lomas) currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Christina Marie Silvius.

Who Is Christina Marie Silvius of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

• Advisor Name: Christina Marie Silvius
• Aliases: Christina Marie Lomas, Christina Lomas
• CRD: 4559574
• Location: Kansas City, Missouri
• Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and The O.N. Equity Sales Company
• Number of Known Customer Complaints: 3
• Can Christina Silvius Be Sued: Yes, in Private Arbitration
• Can Christina Silvius’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $320,000
• Highest Settlement: $70,000

If you have suffered investment losses by Christina Silvius, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Christina Silvius For Broker Misconduct

As of this publication date, Christina Silvius has been the subject of 3 customer disputes. Let’s review them below.

In October 2022, a FINRA arbitration was filed against or in reference to Christina Silvius by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $320,000 because of Ms. Silvius’s actions. As of this publication date, this claim remains pending.

In August 2022, a FINRA arbitration was filed against or in reference to Christina Silvius by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $28,000 because of Ms. Silvius’s actions. On October 25, 2023, Ms. Silvius settled the claim for $7,000, and some or all of this amount may have been paid by Ms. Silvius’s employer and/or insurance carrier.

In August 2022, a FINRA arbitration was filed against or in reference to Christina Silvius by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $150,000 because of Ms. Silvius’s actions. On August 17, 2023, Ms. Silvius settled the claim for $70,000, and some or all of this amount may have been paid by Ms. Silvius’s employer and/or insurance carrier.

How To File A Claim Against Christina Silvius of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and The O.N. Equity Sales Company) To Get Your Money Back

If you have questions about Christina Silvius, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, The O.N. Equity Sales Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Matthew Franchina?

Filed: March 21, 2024

Matthew Franchina has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Matthew Joseph Franchina.

Who Is Matthew Joseph Franchina of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

• Advisor Name: Matthew Joseph Franchina
• Aliases: Matthew Franchina
• CRD: 5987117
• Location: Manchester, Missouri and Long Beach, California
• Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC, Investment Advisors, Bankers Life Securities, Inc.
• Number of Known Customer Complaints: 1
• Can Matthew Franchina Be Sued: Yes, in Private Arbitration
• Can Matthew Franchina’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: $30,000

If you have suffered investment losses by Matthew Franchina, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Matthew Franchina For Broker Misconduct

As of this publication date, Matthew Franchina has been the subject of 1 customer dispute. Let’s review it below.

In September 2022, a FINRA arbitration was filed against or in reference to Matthew Franchina by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $100,000 because of Mr. Franchina’s actions. On August 10, 2023, Mr. Franchina settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Franchina’s employer and/or insurance carrier.

How To File A Claim Against Matthew Franchina of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC, Investment Advisors, Bankers Life Securities, Inc.) To Get Your Money Back

If you have questions about Matthew Franchina, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, Investment Advisors, Bankers Life Securities, Inc.., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jeffrey Morris?

Filed: March 19, 2024

Jeffrey Morris currently has two (2) pending customer complaints. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jeffrey Allen Morris.

Who Is Jeffrey Allen Morris of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

• Advisor Name: Jeffrey Allen Morris
• Aliases: Jeffrey Morris
• CRD: 2478499
• Location: Estes Park, Colorado
• Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and Eagle One Investments, LLC
• Number of Known Customer Complaints: 5
• Can Jeffrey Morris Be Sued: Yes, in Private Arbitration
• Can Jeffrey Morris’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $500,000
• Highest Settlement: $35,000

If you have suffered investment losses by Jeffrey Morris, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jeffrey Morris For Broker Misconduct

As of this publication date, Jeffrey Morris has been the subject of 5 customer disputes. Let’s review them below.

In April 2023, a FINRA arbitration was filed against or in reference to Jeffrey Morris by a customer of  Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $45,000 because of Mr. Morris’s actions. As of this publication date, this claim remains pending.

In January 2023, a FINRA arbitration was filed against or in reference to Jeffrey Morris by a customer of  Moloney Securities Co., Inc. alleging suitability/negligence/breach of contract. Per the customer, he/she lost over $500,000 because of Mr. Morris’s actions. As of this publication date, this claim remains pending.

In January 2023, a FINRA arbitration was filed against or in reference to Jeffrey Morris by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $50,000 because of Mr. Morris’s actions. On October 18, 2023, Mr. Morris settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Morris’s employer and/or insurance carrier.

In October 2022, a FINRA arbitration was filed against or in reference to Jeffrey Morris by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $105,000 because of Mr. Morris’s actions. On December 22, 2023, Mr. Morris settled the claim for $22,500, and some or all of this amount may have been paid by Mr. Morris’s employer and/or insurance carrier.

In October 2022, a FINRA arbitration was filed against or in reference to Jeffrey Morris by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $150,000 because of Mr. Morris’s actions. On October 26, 2023, Mr. Morris settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Morris’s employer and/or insurance carrier.

How To File A Claim Against Jeffrey Morris of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and Eagle One Investments, LLC) To Get Your Money Back

If you have questions about Jeffrey Morris, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, Eagle One Investments, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of James Kekeris?

Filed: March 4, 2024

James Kekeris currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Constantine Kekeris.

Who Is James Constantine Kekeris of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC?

• Advisor Name: James Constantine Kekeris
• Aliases: James C Kekeris, Jim Kekeris, James Constantine Kekris
• CRD: 1453262
• Location: Manchester, Missouri
• Current Employer: Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and Ameritas Investment Corp.
• Number of Known Customer Complaints: 1
• Can James Kekeris Be Sued: Yes, in Private Arbitration
• Can James Kekeris’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $750,000
• Highest Settlement: Unknown

If you have suffered investment losses by James Kekeris, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James Kekeris For Broker Misconduct

As of this publication date, James Kekeris has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a FINRA arbitration was filed against or in reference to James Kekeris by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $750,000 because of Mr. Kekeris’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against James Kekeris of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and Ameritas Investment Corp.) To Get Your Money Back

If you have questions about James Kekeris, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, Ameritas Investment Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of David Wampler?

Filed: March 4, 2024

David Wampler currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on David Allen Wampler.

Who Is David Allen Wampler of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC?

• Advisor Name: David Allen Wampler
• Aliases: David Wampler
• CRD: 2906256
• Location: Kerrville, Texas
• Current Employer: Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and RBC Dain Rauscher Inc.
• Number of Known Customer Complaints: 1
• Can David Wampler Be Sued: Yes, in Private Arbitration
• Can David Wampler’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $100,000
• Highest Settlement: Unknown

If you have suffered investment losses by David Wampler, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against David Wampler For Broker Misconduct

As of this publication date, David Wampler has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a FINRA arbitration was filed against or in reference to David Wampler by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $100,000 because of Mr. Wampler’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against David Wampler of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and RBC Dain Rauscher Inc.) To Get Your Money Back

If you have questions about David Wampler, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, RBC Dain Rauscher Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Ron McLeod?

Filed: March 4, 2024

Ronald McLeod (also known as Ron McLeod) has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Lee McLeod.

Who Is Ronald Lee McLeod?

• Advisor Name: Ronald Lee McLeod
• Aliases: Ron McLeod
• CRD: 3078366
• Location: Manchester, Missouri
• Current Employer: Currently Not Registered
• Previous Firms: Moloney Securities Co., Inc., Arque Capital, Ltd., and Allied Beacon Partners, Inc.
• Number of Known Customer Complaints: 7
• Can Ronald McLeod Be Sued: Yes, in Private Arbitration
• Can Ronald McLeod’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $482,687
• Highest Settlement: $160,000

If you have suffered investment losses by Ronald McLeod, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Ron McLeod For Broker Misconduct

As of this publication date, Ronald McLeod has been the subject of 7 customer disputes. Let’s review them below.

In November 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence, breach of fiduciary duty, and negligent supervision. Per the customer, he/she lost over $400,000 because of Mr. McLeod’s actions. On May 11, 2001, Mr. McLeod settled the claim for $65,341.41, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence, breach of fiduciary duty; negligence and negligent misrepresentation; breach of contract; failure to supervise. Per the customer, he/she lost over $98,000 because of Mr. McLeod’s actions. On May 11, 2023, Mr. McLeod settled the claim for $16,053, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence; breach of fiduciary duty; negligent supervision. Per the customer, he/she lost over $244,000 because of Mr. McLeod’s actions. On May 24, 2023, Mr. McLeod settled the claim for $37,517.60, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence unsuitable investments, misrepresentations and omissions, breach of fiduciary duty, breach of contract, failure to supervise, negligence and violation of federal securities laws. Per the customer, he/she lost over $57,000 because of Mr. McLeod’s actions. On April 25, 2023, Mr. McLeod settled the claim for $8,599.57, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In July 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by multiple customers of Arque Capital, Ltd. alleging that Mr. McLeod failed to conduct reasonable due diligence and that his recommendations were unsuitable. Per the customers, they lost over $310,000 because of Mr. McLeod’s actions. On February 1, 2023, Mr. McLeod settled the claim for $160,000, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In June 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging that Mr. McLeod  failed to conduct due diligence and that his recommendations were unsuitable. Per the customer, he/she lost over $482,687 because of Mr. McLeod’s actions. On May 4, 2023, Mr. McLeod settled the claim for $74,035.66, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

In June 2012, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Workman Securities Corporation alleging misrepresentations and unsuitability in the recommendation of RMC Medstone Capital V And Grubb & Ellis Healthcare REIT private placements. Per the customer, he/she lost over $200,000 because of Mr. McLeod’s actions. On October 26, 2013, Mr. McLeod settled the claim for $60,000, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.

How To File A Claim Against Ron McLeod (previously with Moloney Securities Co., Inc., Arque Capital, Ltd., and Allied Beacon Partners, Inc.) To Get Your Money Back

If you have questions about Ron McLeod, Moloney Securities Co., Inc., Arque Capital, Ltd., Allied Beacon Partners, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Scott Hume?

Filed: March 4, 2024

Scott Hume currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Scott Allen Hume.

Who Is Scott Allen Hume of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

• Advisor Name: Scott Allen Hume
• Aliases: Scott Hume
• CRD: 2894512
• Location: Bellingham, Washington
• Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
• Previous Firms: Moloney Investment Advisory LLC and RBC Capital Markets, LLC
• Number of Known Customer Complaints: 1
• Can Scott Hume Be Sued: Yes, in Private Arbitration
• Can Scott Hume’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $135,000
• Highest Settlement: Unknown

If you have suffered investment losses by Scott Hume, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Scott Hume For Broker Misconduct

As of this publication date, Scott Hume has been the subject of 1 customer dispute. Let’s review it below.

In January 2024, a FINRA arbitration was filed against or in reference to Scott Hume by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $135,000 because of Mr. Hume’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Scott Hume of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and RBC Capital Markets, LLC) To Get Your Money Back

If you have questions about Scott Hume, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, RBC Capital Markets, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of John Patock?

Filed: March 4, 2024

John Patock currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John David Patock.

Who Is John David Patock of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC?

• Advisor Name: John David Patock
• Aliases: John Patock
• CRD: 6039302
• Location: Willmar, Minnesota
• Current Employer: Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC
• Previous Firms: Eagle Strategies LLC, NYLife Securities LLC, and Thrivent Investment Management Inc.
• Number of Known Customer Complaints: 1
• Can John Patock Be Sued: Yes, in Private Arbitration
• Can John Patock’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $150,000
• Highest Settlement: Unknown

If you have suffered investment losses by John Patock, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Patock For Broker Misconduct

As of this publication date, John Patock has been the subject of 1 customer dispute. Let’s review it below.

In January 2024, a FINRA arbitration was filed against or in reference to John Patock by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $150,000 because of Mr. Patock’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against John Patock of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC (previously with Eagle Strategies LLC, NYLife Securities LLC, and Thrivent Investment Management Inc.) To Get Your Money Back

If you have questions about John Patock, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Eagle Strategies LLC, NYLife Securities LLC, Thrivent Investment Management Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.